Investment adviser · CRD 310515

ASCEND PARTNERS

Investment adviser filing (IA)

ASCEND CAPITAL PARTNERS MANAGER, L.P.

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $2.18B
Client accounts: 16
Employees: 19
Advisory professionals: 13

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	16	$2,176,274,072	100.0%

Filing source

Form ADV 2087144 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

17 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ASCEND CAPITAL PARTNERS FUND II, L.P.Private Equity Fund · Last reported Mar 31, 2026$461MGross asset value

Fund administrator GP FUND SOLUTIONS LATHAM, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian SILICON VALLEY BANK N.A SANTA CLARA, California, United States Related to adviser: No

Marketer WILLIAM BLAIR & COMPANY L.L.C. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

SILICON VALLEY BANK N.A
LEI 0K2D5AK28E3O5CC06E35

WILLIAM BLAIR & COMPANY L.L.C.
CRD 1252 · SEC 801-688

Fund details & source

Fund ID: 805-8832563228
Reported beneficial owners: 45
Minimum commitment: $1M
Form D file number: 021-372700

Form ADV 2087144 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASCEND CAPITAL PARTNERS FUND I-A, L.P.Private Equity Fund · Last reported Mar 31, 2026$380MGross asset value

Fund administrator GP FUND SOLUTIONS LATHAM, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian SILICON VALLEY BANK N.A SANTA CLARA, California, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

SILICON VALLEY BANK N.A
LEI 0K2D5AK28E3O5CC06E35

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Fund details & source

Fund ID: 805-1449734597
Reported beneficial owners: 17
Minimum commitment: $100K
Form D file number: 021-372700

Form ADV 2087144 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASCEND CAPITAL PARTNERS FUND II-A, L.P.Private Equity Fund · Last reported Mar 31, 2026$329MGross asset value

Fund administrator GP FUND SOLUTIONS LATHAM, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian SILICON VALLEY BANK N.A SANTA CLARA, California, United States Related to adviser: No

Marketer WILLIAM BLAIR & COMPANY L.L.C. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

SILICON VALLEY BANK N.A
LEI 0K2D5AK28E3O5CC06E35

WILLIAM BLAIR & COMPANY L.L.C.
CRD 1252 · SEC 801-688

Fund details & source

Fund ID: 805-3185847697
Reported beneficial owners: 25
Minimum commitment: $1M
Form D file number: 021-372700

Form ADV 2087144 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASCEND SMG COINVEST 1, L.P.Private Equity Fund · Last reported Mar 31, 2026$307MGross asset value

Fund administrator GP FUND SOLUTIONS LATHAM, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian SILICON VALLEY BANK N.A SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

SILICON VALLEY BANK N.A
LEI 0K2D5AK28E3O5CC06E35

Fund details & source

Fund ID: 805-9332408693
Reported beneficial owners: 31
Minimum commitment: $1M
Form D file number: 021-372700

Form ADV 2087144 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASCEND CAPITAL PARTNERS FUND I, L.P.Private Equity Fund · Last reported Mar 31, 2026$210MGross asset value

Fund administrator GP FUND SOLUTIONS LATHAM, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian SILICON VALLEY BANK N.A SANTA CLARA, California, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

SILICON VALLEY BANK N.A
LEI 0K2D5AK28E3O5CC06E35

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Fund details & source

Fund ID: 805-7013188620
Reported beneficial owners: 8
Minimum commitment: $100K
Form D file number: 021-372700

Form ADV 2087144 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASCEND SMG COINVEST 2, L.P.Private Equity Fund · Last reported Mar 31, 2026$147MGross asset value

Fund administrator GP FUND SOLUTIONS LATHAM, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian SILICON VALLEY BANK N.A SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

SILICON VALLEY BANK N.A
LEI 0K2D5AK28E3O5CC06E35

Fund details & source

Fund ID: 805-2385675340
Reported beneficial owners: 31
Minimum commitment: $1M
Form D file number: 021-372700

Form ADV 2087144 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASCEND CAPITAL PARTNERS CO-INVEST (BLOCKER), L.P.Private Equity Fund · Last reported Mar 31, 2026$110MGross asset value

Fund administrator GP FUND SOLUTIONS LATHAM, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian SILICON VALLEY BANK N.A SANTA CLARA, California, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

SILICON VALLEY BANK N.A
LEI 0K2D5AK28E3O5CC06E35

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Fund details & source

Fund ID: 805-6399256035
Reported beneficial owners: 5
Minimum commitment: $100K
Form D file number: 021-372700

Form ADV 2087144 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

300 PARK AVENUE, 22ND FLOOR
NEW YORK, NY, 10022-7405, United States

CRD 310515

Filing source

Form ADV 2087144 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.