Investment adviser · CRD 220516
ASC 401(K) MANAGEMENT
Investment adviser filing (IA)
ASC WEALTH & RETIREMENT ADVISORS LLC
APPLETON, WI, United States · Form ADV filed Aug 13, 2021
- Regulatory AUM
- $45.9M Form ADV · Item 5.F
- Client accounts
- 206 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 15 | $23,302,821 | 50.8% |
| Individuals | 191 | $22,561,658 | 49.2% |
Filing source
Form ADV 1558944 · Aug 13, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 13, 2021. View historical filings
Reported services
Individual portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly
Principal office
210 S. BLUEMOUND DR. STE:AAPPLETON, WI, 54914, United States
CRD 220516
Filing source
Form ADV 1558944 · Aug 13, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.