ARTS & SCIENCES INVESTMENT MANAGEMENT, L.P. – investment adviser, $230M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$230,131,066	100.0%

Filing source

Form ADV 1283625 · Mar 8, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ARTS & SCIENCES MASTER FUND, L.P.Hedge Fund · Last reported Mar 8, 2019$230MGross asset value

Feeder funds

ARTS & SCIENCES PARTNERS, L.P.
ART & SCIENCES OFFSHORE FUND (AUD), LTD.
ARTS & SCIENCES OFFSHORE FUND, LTD.

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States

Custodian DEUTSCHE BANK SECURITIES INC. LONDON, United Kingdom Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian NORTHERN TRUST CHICAGO, Illinois, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK CITY, New York, United States Related to adviser: No

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK CITY, New York, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK CITY, New York, United States Related to adviser: No

Marketer MORGAN STANLEY & CO. LLC NEW YORK CITY, New York, United States Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC. LONDON, United Kingdom

Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN SACHS & CO. LLC
SEC 8-129

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-9069942211
Reported beneficial owners: 14
Minimum commitment: $1M
Form D file number: 021-278890

Form ADV 1283625 · Mar 8, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 8, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1230 ROSECRANS AVENUE, SUITE 500
MANHATTAN BEACH, CA, 90266, United States

CRD 288493

Filing source

Form ADV 1283625 · Mar 8, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.