Investment adviser · CRD 291989

ARTIVEST ALTERNATIVE ADVISORS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2020

Regulatory AUM: $561M
Client accounts: 9
Employees: 0
Advisory professionals: 0

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	9	$560,789,606	100.0%

Filing source

Form ADV 1408518 · Mar 31, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ARCLINE BLACKSTONE REAL ESTATE PARTNERS IX FEEDER FUND LPReal Estate Fund · Last reported Mar 31, 2020$179MGross asset value

Fund administrator LEVERPOINT MANAGEMENT, LLC CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM GLOBAL NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, LLC LA JOLLA, California, United States Related to adviser: Yes

Marketer THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM GLOBAL
PCAOB 49

ALTEGRIS INVESTMENTS, LLC
CRD 8258 · SEC 8-24931

Fund details & source

Fund ID: 805-6439630574
Reported beneficial owners: 237
Minimum commitment: $500K
Form D file number: 021-342045

Form ADV 1408518 · Mar 31, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARCLINE KKR GLOBAL INFRASTRUCTURE INVESTORS III ONSHORE FEEDER FUND, L.P.Private Equity Fund · Last reported Mar 31, 2020$102MGross asset value

Fund administrator LEVERPOINT MANAGEMENT, LLC CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer ARTIVEST BROKERAGE LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

ARTIVEST BROKERAGE LLC
CRD 168218 · SEC 8-69297

Fund details & source

Fund ID: 805-6819268499
Reported beneficial owners: 109
Minimum commitment: $500K

Form ADV 1408518 · Mar 31, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARCLINE CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FEEDER FUND L.P.Private Equity Fund · Last reported Mar 31, 2020$101MGross asset value

Fund administrator APEX FUND SERVICES LTD HAMILTON, Bermuda Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE & TOUCHE US NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, LLC LA JOLLA, California, United States Related to adviser: Yes

Marketer THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE US
PCAOB 34

ALTEGRIS INVESTMENTS, LLC
CRD 8258 · SEC 8-24931

Fund details & source

Fund ID: 805-7698127114
Reported beneficial owners: 104
Minimum commitment: $500K
Form D file number: 021-356135

Form ADV 1408518 · Mar 31, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARTIVEST PIMCO TACTICAL OPPORTUNITIES ONSHORE ACCESS FUND L.P.Hedge Fund · Last reported Mar 31, 2020$18.7MGross asset value

Form D fundraising filings

iCapital PIMCO Tactical Opportunities Onshore Access Fund L.P.

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian NORTHERN TRUST NEW, New York, United States Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, LLC LA JOLLA, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

ALTEGRIS INVESTMENTS, LLC
CRD 8258 · SEC 8-24931

Fund details & source

Fund ID: 805-5313988875
Reported beneficial owners: 35
Minimum commitment: $100K
Form D file number: 021-311164

Form ADV 1408518 · Mar 31, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHAW PARK MULTI-STRATEGY ONSHORE FUND LPHedge Fund · Last reported Mar 31, 2020$16.6MGross asset value

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, LLC LA JOLLA, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM
PCAOB 49

ALTEGRIS INVESTMENTS, LLC
CRD 8258 · SEC 8-24931

Fund details & source

Fund ID: 805-3131682200
Reported beneficial owners: 44
Minimum commitment: $100K
Form D file number: 021-342039

Form ADV 1408518 · Mar 31, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHAW PARK MULTI-STRATEGY OFFSHORE FUND LPHedge Fund · Last reported Mar 31, 2020$16.5MGross asset value

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, LLC LA JOLLA, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM
PCAOB 49

ALTEGRIS INVESTMENTS, LLC
CRD 8258 · SEC 8-24931

Fund details & source

Fund ID: 805-1455695315
Reported beneficial owners: 63
Minimum commitment: $100K
Form D file number: 021-342047

Form ADV 1408518 · Mar 31, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARTIVEST PIMCO TACTICAL OPPORTUNITIES OFFSHORE ACCESS FUND, L.P.Hedge Fund · Last reported Mar 31, 2020$12.8MGross asset value

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian NORTHERN TRUST NEW, New York, United States Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, LLC LAJOLLA, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

ALTEGRIS INVESTMENTS, LLC
CRD 8258 · SEC 8-24931

Fund details & source

Fund ID: 805-3535775260
Reported beneficial owners: 53
Minimum commitment: $100K
Form D file number: 021-311168

Form ADV 1408518 · Mar 31, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2020. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets

Principal office

149 FIFTH AVENUE, 16TH FLOOR
NEW YORK, NY, 10010, United States

CRD 291989

Filing source

Form ADV 1408518 · Mar 31, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.