ARROWSTREET CAPITAL, LIMITED PARTNERSHIP: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$186,545,975,184	365	Mar 30, 2022
2022	$171,377,041,357	415	Mar 30, 2023
2023	$216,586,078,465	459	Mar 28, 2024

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	87	$137,916,290,507	63.7%
Government entities	27	$44,493,339,532	20.5%
Retirement plans	25	$21,817,846,361	10.1%
Other clients	Fewer than 5	$3,867,031,794	1.8%
Sovereign wealth & foreign institutions	Fewer than 5	$3,470,355,213	1.6%
Investment companies	4	$3,190,395,228	1.5%
Insurance companies	Fewer than 5	$1,724,094,802	0.8%
Charities	Fewer than 5	$106,725,028	0.0%

Filing source

Form ADV 1830336 · Mar 28, 2024 · Item 5.D

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

ARROWSTREET INTERNATIONAL EQUITY - ALPHA EXTENSION FUND, A SUB-FUND OF ARROWSTREET US GROUP TRUSTHedge Fund$2.31BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Arrowstreet International Equity - Alpha Extension Fund, a sub-fund of Arrowstreet US Group Trust

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian BNP PARIBAS PARIS, France Related to adviser: No Other funds reporting this name →

Custodian BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian BOFA SECURITIES, INC. NEW YORK CITY, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LIMITED
LEI 549300KUN9K9K32C6D97

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

BOFA SECURITIES, INC.
SEC 8-69787

Fund details & source

Fund ID: 805-8761441202
Reported beneficial owners: 9
Minimum commitment: $100K
Form D file number: 021-245428

Form ADV 1830336 · Mar 28, 2024 · Schedule D 7.B.(1)

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 8, 2024 · previous imported filing

Regulatory AUM$171,377,041,357 → $216,586,078,465
Client accounts143 → 151
Employees415 → 459

Filing source

Form ADV 1830336 · Mar 28, 2024 · Items 1 & 5

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $217B
Non-discretionary: $0

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

200 CLARENDON STREET, 30TH FLOOR
BOSTON, MA, 02116, United States

CRD 111298

Filing source

Form ADV 1830336 · Mar 28, 2024 · Items 1 & 5

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.