Investment adviser · CRD 111298

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

BOSTON, MA, United States · Form ADV filed Jul 10, 2023

Regulatory AUM: $171B
Client accounts: 143
Employees: 415
Advisory professionals: 78

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$186,545,975,184	365	Mar 30, 2022
2022	$171,377,041,357	415	Mar 30, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	81	$112,231,602,362	65.5%
Government entities	23	$33,231,512,969	19.4%
Retirement plans	28	$15,092,381,231	8.8%
Other clients	2	$3,491,075,573	2.0%
Investment companies	4	$3,063,666,404	1.8%
Sovereign wealth & foreign institutions	Fewer than 5	$2,838,829,135	1.7%
Insurance companies	Fewer than 5	$1,289,153,766	0.8%
Charities	Fewer than 5	$138,819,917	0.1%
Corporations & businesses	Fewer than 5	$0	0.0%

Filing source

Form ADV 1773921 · Jul 10, 2023 · Item 5.D

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

32 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

ARROWSTREET CAPITAL GLOBAL EQUITY ALPHA EXTENSION FUND LIMITEDHedge Fund · Feeder · Master$2.86BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Arrowstreet Capital Global Equity Alpha Extension Fund Ltd

Fund administrator SS&C TECHNOLOGIES, INC. CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BNP PARIBAS PARIS, France Related to adviser: No Other funds reporting this name →

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITICORP SECURITIES SERVICES INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

Fund details & source

Fund ID: 805-3793820349
Reported beneficial owners: 18
Minimum commitment: $100K
Form D file number: 021-256300

Form ADV 1773921 · Jul 10, 2023 · Schedule D 7.B.(1)

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARROWSTREET ACWI ALPHA EXTENSION FUND V (CAYMAN) LIMITEDHedge Fund$2.55BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Arrowstreet ACWI Alpha Extension Fund V (Cayman) Ltd

Fund administrator SS&C TECHNOLOGIES, INC. CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BNP PARIBAS PARIS, France Related to adviser: No Other funds reporting this name →

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITICORP SECURITIES SERVICES, INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

CITICORP SECURITIES SERVICES, INC.
SEC 8-32117

Fund details & source

Fund ID: 805-5401626901
Reported beneficial owners: 4
Minimum commitment: $100K
Form D file number: 021-356697

Form ADV 1773921 · Jul 10, 2023 · Schedule D 7.B.(1)

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARROWSTREET (EMK) ALPHA EXTENSION FUND L.P.Hedge Fund$2.38BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Arrowstreet EMK Alpha Extension Fund L.P.

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LTD. BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian BNP PARIBAS PARIS, France Related to adviser: No Other funds reporting this name →

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK CITY, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITICORP SECURITIES SERVICES, INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 42

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

CITICORP SECURITIES SERVICES, INC.
SEC 8-32117

Fund details & source

Fund ID: 805-6366900813
Reported beneficial owners: 3
Minimum commitment: $100K
Form D file number: 021-379057

Form ADV 1773921 · Jul 10, 2023 · Schedule D 7.B.(1)

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARROWSTREET INTERNATIONAL EQUITY - ALPHA EXTENSION FUND, A SUB-FUND OF ARROWSTREET US GROUP TRUSTHedge Fund$1.97BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Arrowstreet International Equity - Alpha Extension Fund, a sub-fund of Arrowstreet US Group Trust

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian BNP PARIBAS PARIS, France Related to adviser: No Other funds reporting this name →

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITICORP SECURITIES SERVICES INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

Fund details & source

Fund ID: 805-8761441202
Reported beneficial owners: 4
Minimum commitment: $100K
Form D file number: 021-245428

Form ADV 1773921 · Jul 10, 2023 · Schedule D 7.B.(1)

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARROWSTREET INVESTMENT TRUST - ARROWSTREET GLOBAL EQUITY ACWI TRUST FUNDHedge Fund$1.82BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Arrowstreet Global Equity ACWI Trust Fund, a sub-fund of the Arrowstreet Investment Trust

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-3492400053
Reported beneficial owners: 40
Minimum commitment: $100K
Form D file number: 021-278050

Form ADV 1773921 · Jul 10, 2023 · Schedule D 7.B.(1)

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARROWSTREET ACWI ALPHA EXTENSION FUND III (CAYMAN) LIMITEDHedge Fund$1.77BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Arrowstreet ACWI Alpha Extension Fund III (Cayman) Ltd

Fund administrator SS&C TECHNOLOGIES, INC. CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITICORP SECURITIES SERVICES, INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

CITICORP SECURITIES SERVICES, INC.
SEC 8-32117

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

Fund details & source

Fund ID: 805-7905838510
Reported beneficial owners: 7
Minimum commitment: $100K
Form D file number: 021-291724

Form ADV 1773921 · Jul 10, 2023 · Schedule D 7.B.(1)

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARROWSTREET EAFE ALPHA EXTENSION TRUST FUND, A SUB-FUND OF ARROWSTREET INVESTMENT TRUSTHedge Fund$1.52BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Arrowstreet EAFE Alpha Extension Trust Fund, a sub-fund of Arrowstreet Investment Trust

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian BNP PARIBAS PARIS, France Related to adviser: No Other funds reporting this name →

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITICORP SECURITIES SERVICES, INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

CITICORP SECURITIES SERVICES, INC.
SEC 8-32117

Fund details & source

Fund ID: 805-2554072172
Reported beneficial owners: 18
Minimum commitment: $100K
Form D file number: 021-324519

Form ADV 1773921 · Jul 10, 2023 · Schedule D 7.B.(1)

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 30, 2023 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1773921 · Jul 10, 2023 · Items 1 & 5

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $171B
Non-discretionary: $0

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

200 CLARENDON STREET, 30TH FLOOR
BOSTON, MA, 02116, United States

CRD 111298

Filing source

Form ADV 1773921 · Jul 10, 2023 · Items 1 & 5

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.