ARROWSTREET CAPITAL, LIMITED PARTNERSHIP: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$186,545,975,184	365	Mar 30, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	78	$126,822,978,775	68.0%
Government entities	23	$34,792,502,529	18.7%
Sovereign wealth & foreign institutions	5	$6,940,764,527	3.7%
Retirement plans	18	$6,239,299,749	3.3%
Other clients	9	$6,195,844,762	3.3%
Investment companies	4	$3,844,311,523	2.1%
Insurance companies	Fewer than 5	$1,580,001,247	0.8%
Charities	Fewer than 5	$130,272,072	0.1%
Corporations & businesses	Fewer than 5	$0	0.0%

Filing source

Form ADV 1675321 · Sep 12, 2022 · Item 5.D

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

ARROWSTREET EAFE ALPHA EXTENSION TRUST FUND, A SUB-FUND OF ARROWSTREET INVESTMENT TRUSTHedge Fund$742MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Arrowstreet EAFE Alpha Extension Trust Fund, a sub-fund of Arrowstreet Investment Trust

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CREDIT SUISSE AG ZURICH, Switzerland Related to adviser: No Other funds reporting this name →

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

CREDIT SUISSE AG
LEI ANGGYXNX0JLX3X63JN86

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-2554072172
Reported beneficial owners: 19
Minimum commitment: $10M
Form D file number: 021-324519

Form ADV 1675321 · Sep 12, 2022 · Schedule D 7.B.(1)

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 30, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1675321 · Sep 12, 2022 · Items 1 & 5

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $187B
Non-discretionary: $0

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

200 CLARENDON STREET, 30TH FLOOR
BOSTON, MA, 02116, United States

CRD 111298

Filing source

Form ADV 1675321 · Sep 12, 2022 · Items 1 & 5

Reported by ARROWSTREET CAPITAL, LIMITED PARTNERSHIP (CRD 111298).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.