Investment adviser · CRD 149120

ARROWMARK COLORADO HOLDINGS, LLC

Investment adviser filing (IA)

DENVER, CO, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $21B
Client accounts: 138
Employees: 95
Advisory professionals: 41

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	37	$8,112,801,229	38.6%
Other clients	15	$7,717,568,145	36.7%
Investment companies	7	$3,657,407,422	17.4%
High-net-worth individuals	36	$508,354,322	2.4%
Retirement plans	4	$315,340,628	1.5%
Charities	4	$231,769,332	1.1%
Corporations & businesses	8	$190,512,725	0.9%
Government entities	Fewer than 5	$174,536,927	0.8%
Sovereign wealth & foreign institutions	Fewer than 5	$73,423,232	0.3%
Individuals	24	$38,728,547	0.2%

Filing source

Form ADV 2056827 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

AMP ELEVATION CLO 2017-8, LTD.Securitized Asset Fund · Last reported Mar 30, 2019$400MGross asset value

Fund administrator CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8302904567
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1287754 · Mar 30, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AMP ELEVATION CLO 2013-1,LTD.Securitized Asset Fund · Last reported Mar 30, 2019$360MGross asset value

Fund administrator CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO, N.A. COLUMBIA, Maryland, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6124285655
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 1287754 · Mar 30, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

APRÈS STATIC CLO 2, LTDSecuritized Asset Fund · Last reported Nov 23, 2022$320MGross asset value

Fund administrator CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7679195096
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1675210 · Nov 23, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AMP ELEVATION CLO 2013-1,LTD. F/K/A ARROWPOINT CLO 2013-1,LTD.Securitized Asset Fund · Last reported May 15, 2017$301MGross asset value

Fund administrator CORTLAND CAPITAL CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6170650942
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 1115094 · May 15, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEAKS CLO 3, LTD.Securitized Asset Fund · Last reported Mar 31, 2023$149MGross asset value

Fund administrator CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9959770997
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1724421 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARROWMARK INCOME OPPORTUNITY FUND, LPHedge Fund · Last reported Mar 27, 2024$113MGross asset value

Form D fundraising filings

ArrowMark Income Opportunity Fund, LP

Feeder funds

ARROWMARK INCOME OPPORTUNITY FUND, LTD

Fund administrator ALPS FUND SERVICES, INC. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DENVER, Colorado, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8546762162
Reported beneficial owners: 70
Minimum commitment: $500K
Form D file number: 021-160339

Form ADV 1835525 · Mar 27, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARROWPOINT LIFE SCIENCE FUND, LPHedge Fund · Last reported Mar 31, 2014$43.4MGross asset value

Form D fundraising filings

Arrowpoint Life Science Fund, L.P.

Fund administrator ALPS FUND SERVICES, INC. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS DENVER, Colorado, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-9699039367
Reported beneficial owners: 24
Minimum commitment: $2M
Form D file number: 021-182840

Form ADV 789328 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

100 FILLMORE STREET, SUITE 325
DENVER, CO, 80206, United States

CRD 149120

Filing source

Form ADV 2056827 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.