Investment adviser · CRD 285032
ARROWHEAD INVESTMENT MANAGEMENT LLC
Investment adviser filing (IA)
WHITE PLAINS, NY, United States · Form ADV filed Mar 11, 2026
- Regulatory AUM
- $77.6M Form ADV · Item 5.F
- Client accounts
- 1 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 1 | $77,610,039 | 100.0% |
Filing source
Form ADV 2070075 · Mar 11, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
4 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
ARROWHEAD CAPITAL FUND III LPOther Private Fund · Last reported Mar 11, 2026$77.6MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM US LLP
PCAOB 34
PINNACLE TRUST PARTNERS, LLC
CRD 133686 · SEC 801-63873
Fund details & source
- Fund ID
- 805-5203297138
- Reported beneficial owners
- 45
- Minimum commitment
- $15M
Form ADV 2070075 · Mar 11, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GLEACHER MEZZANINE FUND II, L.P.Other Private Fund · Last reported Mar 15, 2024$50.9KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM US LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-5806368588
- Reported beneficial owners
- 25
- Minimum commitment
- $3M
Form ADV 1846020 · Mar 15, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ARROWHEAD INVESTORS II, LPOther Private Fund · Last reported May 1, 2024$20.1KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-3875577529
- Reported beneficial owners
- 3
- Minimum commitment
- $0
Form ADV 1873154 · May 1, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ARROWHEAD INVESTORS, LPPrivate Equity Fund · Last reported May 1, 2024$602Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-8853926117
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1873154 · May 1, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 11, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
445 HAMILTON AVENUE, 11TH FLOORWHITE PLAINS, NY, 10601, United States
CRD 285032
Filing source
Form ADV 2070075 · Mar 11, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.