Investment adviser · CRD 144340
ARM FINANCIAL LLC
Investment adviser filing (IA)
· Form ADV filed Jan 16, 2026
- Regulatory AUM
- $49M Form ADV · Item 5.F
- Client accounts
- 60 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 51 | $46,987,324 | 95.9% |
| Individuals | 8 | $1,072,676 | 2.2% |
| Pooled investment vehicles | 1 | $940,000 | 1.9% |
Filing source
Form ADV 2041319 · Jan 16, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
ARM FINANCIAL OPPORTUNITIES FUND LPOther Private Fund · Last reported Jan 16, 2026$940KGross asset value
Form D fundraising filings
ARM Financial Opportunities Fund LP
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-7745006035
- Reported beneficial owners
- 15
- Minimum commitment
- $50K
- Form D file number
- 021-367758
Form ADV 2041319 · Jan 16, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jan 16, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets
Principal office
CRD 144340
Filing source
Form ADV 2041319 · Jan 16, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.