ARIN RISK ADVISORS LLC – investment adviser, $10.2B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	4	$9,977,622,055	98.0%
Other investment advisers	10	$180,819,205	1.8%
Insurance companies	Fewer than 5	$14,150,003	0.1%
High-net-worth individuals	5	$12,153,087	0.1%
Pooled investment vehicles	1	$1,409,202	0.0%

Filing source

Form ADV 2069890 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VEGAEX, LPHedge Fund · Last reported Mar 31, 2026$1.41MGross asset value

Fund administrator FOUR WINDS, LLC PLYMOUTH, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker CLEAR STREET LLC NEW YORK, New York, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

INTERACTIVE BROKERS LLC
SEC 8-47257

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-7446406687
Reported beneficial owners: 5
Minimum commitment: $100K

Form ADV 2069890 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAERUS VOLATILITY ARBITRAGE FUND, LPHedge Fund · Last reported Nov 16, 2015$0Gross asset value

Fund administrator CV FUND ADMINISTRATION, LLC WEST CONSHOHOCKEN, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Marketer ARIANE CAPITAL PARTNERS LLC VILLANOVA, Pennsylvania, United States Related to adviser: No

Marketer CV BROKERAGE, INC CONSHOHOCKEN, Pennsylvania, United States Related to adviser: No

Marketer MARK STOKES WEST CHESTER, Pennsylvania, United States Related to adviser: No

Marketer MICHAEL BENSON CLARENDON HILLS, Illinois, United States Related to adviser: No

Marketer ROBERT SCHECHTER RIDGEWOOD, New Jersey, United States Related to adviser: No

Marketer WAYNE RAZZI PAWLEYS ISLAND, South Carolina, United States Related to adviser: No

Marketer WINSLOW GROUP, LLC PENOBSCOT, Maine, United States Related to adviser: No

Marketer W.S.B. AND ASSOCIATES, LLC MOHNTON, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

INTERACTIVE BROKERS LLC
SEC 8-47257

ARIANE CAPITAL PARTNERS LLC
CRD 36143 · SEC 8-47026

CV BROKERAGE, INC
CRD 462 · SEC 8-12429

WINSLOW GROUP, LLC
CRD 126946

Fund details & source

Fund ID: 805-7825847602
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 956784 · Nov 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

1100 EAST HECTOR STREET, SUITE 215
CONSHOHOCKEN, PA, 19428, United States

CRD 151491

Filing source

Form ADV 2069890 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.