Investment adviser · CRD 288450
ARIA WEALTH MANAGEMENT
Investment adviser filing (IA)
ARIA WEALTH MANAGEMENT, INC.
SARATOGA, CA, United States · Form ADV filed Apr 1, 2026
- Regulatory AUM
- $130M Form ADV · Item 5.F
- Client accounts
- 570 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 28 | $59,287,967 | 45.6% |
| Individuals | 190 | $40,191,633 | 30.9% |
| Government entities | 15 | $18,305,372 | 14.1% |
| Retirement plans | 12 | $7,466,467 | 5.7% |
| Charities | Fewer than 5 | $3,835,645 | 3.0% |
| Other clients | Fewer than 5 | $881,390 | 0.7% |
Filing source
Form ADV 2069542 · Apr 1, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 1, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly
Principal office
20640 3RD STEET, SUITE 300SARATOGA, CA, 95070, United States
CRD 288450
Filing source
Form ADV 2069542 · Apr 1, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.