ARGOS GLOBAL ADVISORS, LLC – investment adviser, $13M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$13,000,000	100.0%

Filing source

Form ADV 2047354 · Mar 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ARGOS TOTAL RETURN FUND, LPHedge Fund · Last reported Mar 24, 2026$13MGross asset value

Form D fundraising filings

Argos Total Return Fund, LP

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian CITY NATIONAL BANK NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC, A BNY MELLON COMPANY JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker MAREX FINANCIAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

Fund details & source

Fund ID: 805-9293922362
Reported beneficial owners: 75
Minimum commitment: $250K
Form D file number: 021-281112

Form ADV 2047354 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARGOS ETHICAL RETURN FUND, LPHedge Fund · Last reported Mar 3, 2022$6.4MGross asset value

Feeder funds

ARGOS ETHICAL RETURN OFFSHORE FUND LTD.

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian COWEN PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

Fund details & source

Fund ID: 805-6709587965
Reported beneficial owners: 74
Minimum commitment: $1M

Form ADV 1612315 · Mar 3, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

812 ANACAPA ST.
SANTA BARBARA, CA, 93101, United States

CRD 287672

Filing source

Form ADV 2047354 · Mar 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.