ARES MANAGEMENT LLC: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	256	$124,546,479,832	89.5%
Insurance companies	17	$5,682,397,605	4.1%
Retirement plans	9	$2,990,965,492	2.1%
Sovereign wealth & foreign institutions	9	$1,865,830,350	1.3%
Other clients	Fewer than 5	$1,391,106,270	1.0%
Investment companies	5	$1,244,874,789	0.9%
Other investment advisers	4	$879,976,052	0.6%
Banks & thrifts	Fewer than 5	$582,476,666	0.4%

Filing source

Form ADV 1563763 · Nov 19, 2021 · Item 5.D

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

DENALI CAPITAL CLO XI, LTD.Securitized Asset Fund$316MGross asset value

Search Form D filings →

Fund administrator U.S. BANK, N.A. CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Marketer NATIXIS SECURITIES AMERICAS LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-7950858319
Reported beneficial owners: 15
Minimum commitment: $200K

Form ADV 1563763 · Nov 19, 2021 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1563763 · Nov 19, 2021 · Items 1 & 5

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $135B
Non-discretionary: $3.74B

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

2000 AVENUE OF THE STARS, 12TH FLOOR
LOS ANGELES, CA, 90067, United States

CRD 130074

Filing source

Form ADV 1563763 · Nov 19, 2021 · Items 1 & 5

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.