Investment adviser · CRD 257788
ARES CLO MANAGEMENT LLC
Investment adviser filing (IA)
LOS ANGELES, CA, United States · Form ADV filed Apr 1, 2018
- Regulatory AUM
- $4.33B Form ADV · Item 5.F
- Client accounts
- 8 Accounts, not individual clients
- Employees
- 53 Reported in this filing
- Advisory professionals
- 37 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 8 | $4,326,814,895 | 100.0% |
Filing source
Form ADV 1204992 · Apr 1, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
8 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
ARES XLIII CLO LTDSecuritized Asset Fund · Last reported Apr 1, 2018$841MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682
Fund details & source
- Fund ID
- 805-3569704943
- Reported beneficial owners
- 10
- Minimum commitment
- $250K
Form ADV 1204992 · Apr 1, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ARES XXXIV CLO LTD.Securitized Asset Fund · Last reported Apr 1, 2018$837MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J. P. MORGAN SECURITIES INC.
CRD 18718 · SEC 801-46056
Fund details & source
- Fund ID
- 805-6893801328
- Reported beneficial owners
- 12
- Minimum commitment
- $250K
Form ADV 1204992 · Apr 1, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ARES XXXVII CLO LTDSecuritized Asset Fund · Last reported Apr 1, 2018$733MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048
Fund details & source
- Fund ID
- 805-7845240176
- Reported beneficial owners
- 17
- Minimum commitment
- $250K
Form ADV 1204992 · Apr 1, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ARES XLI CLO LTDSecuritized Asset Fund · Last reported Apr 1, 2018$626MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682
Fund details & source
- Fund ID
- 805-8380006029
- Reported beneficial owners
- 7
- Minimum commitment
- $250K
Form ADV 1204992 · Apr 1, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ARES XLII CLO LTDSecuritized Asset Fund · Last reported Apr 1, 2018$424MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J. P. MORGAN SECURITIES INC.
CRD 18718 · SEC 801-46056
Fund details & source
- Fund ID
- 805-1102459113
- Reported beneficial owners
- 17
- Minimum commitment
- $250K
Form ADV 1204992 · Apr 1, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ARES XXXV CLO LTDSecuritized Asset Fund · Last reported Apr 1, 2018$409MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 801-72991
Fund details & source
- Fund ID
- 805-5118565843
- Reported beneficial owners
- 7
- Minimum commitment
- $250K
Form ADV 1204992 · Apr 1, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ARES CLO WAREHOUSE 2017-4 LTDSecuritized Asset Fund · Last reported Apr 1, 2018$404MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-5543263585
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1204992 · Apr 1, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Apr 1, 2018. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
2000 AVENUE OF THE STARS, 12TH FLOORLOS ANGELES, CA, 90067, United States
CRD 257788
Filing source
Form ADV 1204992 · Apr 1, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.