ARENA CAPITAL ADVISORS: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$3,452,765,178	21	Mar 30, 2022
2022	$3,423,507,467	20	Mar 29, 2023
2023	$4,907,916,673	23	Mar 31, 2024
2024	$5,678,347,329	24	Mar 31, 2025
2025	$5,328,247,859	26	Mar 30, 2026

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	31	$4,234,309,616	79.5%
Retirement plans	4	$621,436,687	11.7%
Insurance companies	4	$417,288,192	7.8%
Investment companies	1	$55,213,364	1.0%

Filing source

Form ADV 2080373 · Mar 30, 2026 · Item 5.D

Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

ARENA SHORT DURATION HIGH YIELD FUND, L.P. - SERIES AOther Private Fund · Master$1.33BGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor KPMG LOS ANGELES, California, United States Other funds reporting this name →

Custodian COMPUTERSHARE TRUST COMPANY N.A. CANTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Prime broker PERSHING PRIME SERVICES JERSEY CITY, New Jersey, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-9188521940
Reported beneficial owners: 119
Minimum commitment: $200K
Form D file number: 021-282198
Form D file number: 021-217587

Form ADV 2080373 · Mar 30, 2026 · Schedule D 7.B.(1)

Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Apr 7, 2025 · previous imported filing

Regulatory AUM$5,678,347,329 → $5,328,247,859
Client accounts38 → 40
Employees24 → 26

Filing source

Form ADV 2080373 · Mar 30, 2026 · Items 1 & 5

Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $5.33B
Non-discretionary: $0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

12121 WILSHIRE BLVD, SUITE 1010
LOS ANGELES, CA, 90025, United States

CRD 170313

Filing source

Form ADV 2080373 · Mar 30, 2026 · Items 1 & 5

Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.