Investment adviser · CRD 160595

ARDSLEY PARTNERS

Investment adviser filing (IA)

ARDSLEY ADVISORY PARTNERS

STAMFORD, CT, United States · Form ADV filed Jan 23, 2019

Regulatory AUM: $895M
Client accounts: 7
Employees: 13
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	7	$895,315,000	100.0%

Filing source

Form ADV 1264995 · Jan 23, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ARDSLEY PARTNERS ADVANCED HEALTHCARE FUND, L.P.Hedge Fund · Last reported Jan 23, 2019$373MGross asset value

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-3678376240
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-259166

Form ADV 1264995 · Jan 23, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARDSLEY PARTNERS RENEWABLE ENERGY FUND, LPHedge Fund · Last reported Jan 23, 2019$234MGross asset value

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON, LLP CHICAGO, Illinois, United States

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON, LLP
PCAOB 248

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-3796359022
Reported beneficial owners: 46
Minimum commitment: $1M
Form D file number: 021-139490

Form ADV 1264995 · Jan 23, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARDSLEY PARTNERS FUND II, LPHedge Fund · Last reported Jan 23, 2019$165MGross asset value

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON, LLP CHICAGO, Illinois, United States

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON, LLP
PCAOB 248

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-6544305413
Reported beneficial owners: 23
Minimum commitment: $1M
Form D file number: 021-836048

Form ADV 1264995 · Jan 23, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARDSLEY DUCKDIVE FUND, L.P.Hedge Fund · Last reported Jan 23, 2019$43.8MGross asset value

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS & CO. LLC
SEC 8-129

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-6080744152
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-264092

Form ADV 1264995 · Jan 23, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARDSLEY WORLD INFORMATION TECHNOLOGY FUND, L.P.Hedge Fund · Last reported Jan 23, 2019$40.8MGross asset value

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian COWEN AND COMPANY, LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Prime broker COWEN AND COMPANY NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COWEN AND COMPANY, LLC
SEC 8-22522

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

COWEN AND COMPANY
CRD 7616 · SEC 8-22522

Fund details & source

Fund ID: 805-3431924397
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-326100

Form ADV 1264995 · Jan 23, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARDSLEY HEALTHCARE FUND, L.P.Hedge Fund · Last reported Jan 23, 2019$34.8MGross asset value

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian COWEN AND COMPANY, LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Prime broker COWEN AND COMPANY NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COWEN AND COMPANY, LLC
SEC 8-22522

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

COWEN AND COMPANY
CRD 7616 · SEC 8-22522

Fund details & source

Fund ID: 805-7198887890
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-326117

Form ADV 1264995 · Jan 23, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARDSLEY RIDGECREST PARTNERS FUND, L.P.Hedge Fund · Last reported Jan 23, 2019$22.6MGross asset value

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian COWEN AND COMPANY, LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Prime broker COWEN AND COMPANY NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COWEN AND COMPANY, LLC
SEC 8-22522

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

COWEN AND COMPANY
CRD 7616 · SEC 8-22522

Fund details & source

Fund ID: 805-2894055481
Reported beneficial owners: 4
Minimum commitment: $1M
Form D file number: 021-213953

Form ADV 1264995 · Jan 23, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 23, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

262 HARBOR DRIVE, 4TH FLOOR
STAMFORD, CT, 06902, United States

CRD 160595

Filing source

Form ADV 1264995 · Jan 23, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.