Investment adviser · CRD 297760

FIRST TRUST DIRECT INDEXING

Investment adviser filing (IA)

FIRST TRUST DIRECT INDEXING L.P.

BOSTON, MA, United States · Form ADV filed Sep 23, 2024

Regulatory AUM
$1.42B
Form ADV · Item 5.F
Client accounts
528
Accounts, not individual clients
Employees
11
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals405$690,462,43348.6%
Charities25$507,980,35035.8%
Corporations & businesses28$222,401,85515.7%
Filing source

Form ADV 1899700 · Sep 23, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Sep 23, 2024. View historical filings

Reported services

Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

33 ARCH STREET, SUITE 1700
BOSTON, MA, 02110, United States

CRD 297760

Filing source

Form ADV 1899700 · Sep 23, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.