Investment adviser · CRD 133535

ARAX ADVISORY PARTNERS

Investment adviser filing (IA)

ARAX ADVISORY PARTNERS, LLC

NEW YORK, NY, United States · Form ADV filed Aug 14, 2026

Regulatory AUM: $26.5B
Client accounts: 39,138
Employees: 361
Advisory professionals: 168

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	4,949	$21,243,764,389	80.1%
Individuals	10,206	$3,048,432,460	11.5%
Corporations & businesses	312	$1,413,700,161	5.3%
Charities	130	$298,695,550	1.1%
Retirement plans	53	$285,237,623	1.1%
Pooled investment vehicles	12	$235,143,023	0.9%

Filing source

Form ADV 2126143 · Aug 14, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

14 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SCHECHTER PRIVATE CAPITAL FUND I, LLCOther Private Fund · Last reported Aug 14, 2026$221MGross asset value

Fund administrator HC GLOBAL WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER GLEN ALLEN, Virginia, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

KEITER
PCAOB 3469

Fund details & source

Fund ID: 805-9064686708
Reported beneficial owners: 80
Minimum commitment: $100K

Form ADV 2126143 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRANSCEND CAPITAL CREDIT FUND III, L.P.Private Equity Fund · Last reported Aug 14, 2026$74.6MGross asset value

Form D fundraising filings

TRANSCEND CAPITAL CREDIT FUND III LP

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM SMITH & BROWN PRINCETON, New Jersey, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUM SMITH & BROWN
PCAOB 100

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-6206788581
Reported beneficial owners: 199
Minimum commitment: $100K
Form D file number: 021-425279

Form ADV 2126143 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRANSCEND CAPITAL HEALTHCARE FUND I, LPPrivate Equity Fund · Last reported Aug 14, 2026$73MGross asset value

Form D fundraising filings

TRANSCEND CAPITAL HEALTHCARE FUND I LP

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM SMITH & BROWN PRINCETON, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

WITHUM SMITH & BROWN
PCAOB 100

Fund details & source

Fund ID: 805-1022014874
Reported beneficial owners: 131
Minimum commitment: $100K
Form D file number: 021-423453

Form ADV 2126143 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRANSCEND CAPITAL CREDIT FUND V, L.P.Private Equity Fund · Last reported Aug 14, 2026$49.9MGross asset value

Form D fundraising filings

Transcend Capital Credit Fund V, L.P.

Fund administrator ROCKIT SOLUTIONS LLC STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM SMITH & BROWN PRINCETON, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

WITHUM SMITH & BROWN
PCAOB 100

Fund details & source

Fund ID: 805-3052175849
Reported beneficial owners: 101
Minimum commitment: $100K
Form D file number: 021-514961

Form ADV 2126143 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRANSCEND CAPITAL REINSURANCE FUND I, L.P.Private Equity Fund · Last reported Aug 14, 2026$41.2MGross asset value

Form D fundraising filings

Transcend Capital Reinsurance Fund I, L.P.

Fund administrator ROCKIT SOLUTIONS LLC STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM SMITH & BROWN PRINCETON, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

WITHUM SMITH & BROWN
PCAOB 100

Fund details & source

Fund ID: 805-5057670809
Reported beneficial owners: 101
Minimum commitment: $100K
Form D file number: 021-459536

Form ADV 2126143 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRANSCEND CAPITAL CREDIT FUND IV, L.P.Private Equity Fund · Last reported Aug 14, 2026$33.8MGross asset value

Form D fundraising filings

TRANSCEND CAPITAL CREDIT FUND IV LP

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM SMITH & BROWN PRINCETON, New Jersey, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUM SMITH & BROWN
PCAOB 100

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-3509371816
Reported beneficial owners: 70
Minimum commitment: $100K
Form D file number: 021-435146

Form ADV 2126143 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTALPHA VINTAGE, L.P.Private Equity Fund · Last reported Aug 14, 2026$22.2MGross asset value

Form D fundraising filings

AltAlpha Vintage, L.P.

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States

Custodian SEI INVESTMENTS DISTRIBUTION CO. OAKS, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 1263

SEI INVESTMENTS DISTRIBUTION CO.
SEC 8-27897

Fund details & source

Fund ID: 805-2466874666
Reported beneficial owners: 50
Minimum commitment: $100K
Form D file number: 021-511962

Form ADV 2126143 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 14, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

10 EAST 53RD STREET, 14TH FLOOR
NEW YORK, NY, 10022, United States

CRD 133535

Filing source

Form ADV 2126143 · Aug 14, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.