Investment adviser · CRD 292769

AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed May 12, 2026

Regulatory AUM
$26.7B
Form ADV · Item 5.F
Client accounts
16
Accounts, not individual clients
Employees
88
Reported in this filing
Advisory professionals
41
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Insurance companiesFewer than 5$24,471,439,51191.7%
Pooled investment vehicles12$2,225,306,4208.3%
Filing source

Form ADV 2103881 · May 12, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

15 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AQUARIAN FA OPPORTUNITIES I LPPrivate Equity Fund · Last reported May 12, 2026$661MGross asset value

Form D fundraising filings

Aquarian FA Opportunities I LP

Feeder funds

Fund administrator ALTER DOMUS CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER NEW YORK, New York, United States
Custodian JP MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER
PCAOB 247

Fund details & source
Fund ID
805-8268150939
Reported beneficial owners
1
Minimum commitment
$0
Form D file number
021-494697

Form ADV 2103881 · May 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GALLATIN CLO X 2023-1, LTDSecuritized Asset Fund · Last reported May 12, 2026$403MGross asset value
Fund administrator BANK OF NEW YORK MELLON TRUST COMPANY N.A. CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON TRUST COMPANY N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8171394742
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 2103881 · May 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GALLATIN CLO XI 2024-1, LTD.Securitized Asset Fund · Last reported May 12, 2026$397MGross asset value
Fund administrator BANK OF NEW YORK MELLON TRUST COMPANY N.A. CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON TRUST COMPANY N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6771484005
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 2103881 · May 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GALLATIN CLO VIII 2017-1, LTD.Securitized Asset Fund · Last reported May 12, 2026$324MGross asset value
Fund administrator BANK OF NEW YORK MELLON TRUST COMPANY N.A. CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON TRUST COMPANY N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5764991557
Reported beneficial owners
4
Minimum commitment
$250K

Form ADV 2103881 · May 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

R CLIENT 4Other Private Fund · Last reported May 12, 2026$49.1MGross asset value
Fund administrator ALTER DOMUS CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian JP MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2410675001
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 2103881 · May 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

R CLIENT 1Other Private Fund · Last reported May 12, 2026$47.7MGross asset value
Fund administrator ALTER DOMUS CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian JP MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5751275958
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 2103881 · May 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

R CLIENT 3Other Private Fund · Last reported May 12, 2026$44.3MGross asset value
Fund administrator ALTER DOMUS CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian JP MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5985402258
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 2103881 · May 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 12, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

550 MADISON AVENUE, 40TH FLOOR
NEW YORK, NY, 10022, United States

CRD 292769

Filing source

Form ADV 2103881 · May 12, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.