Investment adviser · CRD 309234
APOGEM CAPITAL LLC
NEW YORK, NY, United States · Form ADV filed Mar 30, 2026
- Regulatory AUM
- $43.8B Form ADV · Item 5.F
- Client accounts
- 144 Accounts, not individual clients
- Employees
- 259 Reported in this filing
- Advisory professionals
- 127 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $28,671,215,908 | 205 | Mar 31, 2022 |
| 2022 | $40,295,545,716 | 228 | Mar 31, 2023 |
| 2023 | $41,789,132,849 | 252 | Mar 28, 2024 |
| 2024 | $40,645,545,384 | 257 | Mar 30, 2025 |
| 2025 | $43,819,423,421 | 259 | Mar 30, 2026 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 137 | $23,495,086,815 | 53.6% |
| Corporations & businesses | Fewer than 5 | $11,953,339,671 | 27.3% |
| Insurance companies | Fewer than 5 | $8,182,629,118 | 18.7% |
| Charities | Fewer than 5 | $174,940,337 | 0.4% |
| High-net-worth individuals | Fewer than 5 | $13,427,480 | 0.0% |
| Investment companies | 1 | $0 | 0.0% |
Filing source
Form ADV 2073550 · Mar 30, 2026 · Item 5.D
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
114 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MADISON CAPITAL FUNDING CO-INVESTMENT FUND LP - SERIES 2020Private Equity Fund$55.8MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
JP MORGAN CHASE BANK
LEI 984500653R409CC5AB28
Fund details & source
- Fund ID
- 805-3914887996
- Reported beneficial owners
- 64
- Minimum commitment
- $10K
- Form D file number
- 021-358569
Form ADV 2073550 · Mar 30, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MADISON CAPITAL FUNDING CO-INVESTMENT FUND LP - SERIES 2024Private Equity Fund$55.6MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
JP MORGAN CHASE BANK
LEI 984500653R409CC5AB28
Fund details & source
- Fund ID
- 805-1713502046
- Reported beneficial owners
- 70
- Minimum commitment
- $25K
- Form D file number
- 021-524154
Form ADV 2073550 · Mar 30, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MADISON CAPITAL FUNDING CO-INVESTMENT FUND LP - SERIES 2018Private Equity Fund$53.4MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
JP MORGAN CHASE BANK
LEI 984500653R409CC5AB28
Fund details & source
- Fund ID
- 805-9934110640
- Reported beneficial owners
- 56
- Minimum commitment
- $10K
- Form D file number
- 021-304801
Form ADV 2073550 · Mar 30, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
APOGEM REAL ASSETS FUND IV, LPPrivate Equity Fund$52.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 238
BLACKROCK INC.
LEI 549300LRIF3NWCU26A80
PNC BANK, N.A.
LEI AD6GFRVSDT01YPT1CS68
CASTLE HILL CAPITAL PARTNERS, INC.
CRD 44131 · SEC 8-50550
NYLIFE DISTRIBUTORS LLC
CRD 35350 · SEC 8-46655
Fund details & source
- Fund ID
- 805-3545233736
- Reported beneficial owners
- 71
- Minimum commitment
- $0
- Form D file number
- 021-510685
Form ADV 2073550 · Mar 30, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRIVATE ADVISORS SMALL CO COINVESTMENT FUND LPPrivate Equity Fund$51.3MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BLACKROCK INC.
LEI 549300LRIF3NWCU26A80
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
PNC BANK, N.A.
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-9975349648
- Reported beneficial owners
- 14
- Minimum commitment
- $500K
- Form D file number
- 021-252368
Form ADV 2073550 · Mar 30, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MCF SENIOR DEBT FUND 2019-I LPPrivate Equity Fund$50.3MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
COMPUTERSHARE TRUST COMPANY, N.A.
LEI 2549001YYB62BVMSAO13
Fund details & source
- Fund ID
- 805-4007509848
- Reported beneficial owners
- 3
- Minimum commitment
- $20M
Form ADV 2073550 · Mar 30, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
APOGEM DIRECT LENDING KB LOAN PORTFOLIO LLCPrivate Equity Fund$50MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-8465995285
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 2073550 · Mar 30, 2026 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Feb 25, 2026 · previous imported filing
- Regulatory AUM$40,645,545,384 → $43,819,423,421
- Client accounts133 → 144
- Employees257 → 259
Filing source
Form ADV 2073550 · Mar 30, 2026 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $41.4B
- Non-discretionary
- $2.46B
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
299 PARK AVENUE, 37TH FLOORNEW YORK, NY, 10171, United States
CRD 309234
Filing source
Form ADV 2073550 · Mar 30, 2026 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.