Investment adviser · CRD 309234
APOGEM CAPITAL LLC
NEW YORK, NY, United States · Form ADV filed Jun 6, 2025
- Regulatory AUM
- $40.6B Form ADV · Item 5.F
- Client accounts
- 133 Accounts, not individual clients
- Employees
- 257 Reported in this filing
- Advisory professionals
- 137 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $28,671,215,908 | 205 | Mar 31, 2022 |
| 2022 | $40,295,545,716 | 228 | Mar 31, 2023 |
| 2023 | $41,789,132,849 | 252 | Mar 28, 2024 |
| 2024 | $40,645,545,384 | 257 | Mar 30, 2025 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 126 | $21,354,794,433 | 52.5% |
| Corporations & businesses | Fewer than 5 | $10,861,881,874 | 26.7% |
| Insurance companies | Fewer than 5 | $8,242,136,857 | 20.3% |
| Charities | Fewer than 5 | $173,124,100 | 0.4% |
| High-net-worth individuals | Fewer than 5 | $13,608,120 | 0.0% |
| Investment companies | 1 | $0 | 0.0% |
Filing source
Form ADV 1996455 · Jun 6, 2025 · Item 5.D
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MCF SENIOR DEBT FUND - 2020 LPPrivate Equity Fund$279MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
COMPUTERSHARE TRUST COMPANY, N.A.
LEI 2549001YYB62BVMSAO13
Fund details & source
- Fund ID
- 805-5920134399
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1996455 · Jun 6, 2025 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since May 12, 2025 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1996455 · Jun 6, 2025 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $38.8B
- Non-discretionary
- $1.86B
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
299 PARK AVENUE, 37TH FLOORNEW YORK, NY, 10171, United States
CRD 309234
Filing source
Form ADV 1996455 · Jun 6, 2025 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.