Investment adviser · CRD 309234
APOGEM CAPITAL LLC
NEW YORK, NY, United States · Form ADV filed May 16, 2022
- Regulatory AUM
- $28.7B Form ADV · Item 5.F
- Client accounts
- 113 Accounts, not individual clients
- Employees
- 205 Reported in this filing
- Advisory professionals
- 130 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $28,671,215,908 | 205 | Mar 31, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 107 | $18,060,315,351 | 63.0% |
| Insurance companies | Fewer than 5 | $9,999,539,492 | 34.9% |
| Other investment advisers | Fewer than 5 | $441,908,143 | 1.5% |
| Charities | Fewer than 5 | $152,538,827 | 0.5% |
| High-net-worth individuals | Fewer than 5 | $16,914,095 | 0.1% |
Filing source
Form ADV 1652146 · May 16, 2022 · Item 5.D
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
85 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
BMG PA PRIVATE MARKETS (DELAWARE), LPPrivate Equity Fund · Master$52.6MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E3
Fund details & source
- Fund ID
- 805-3261123445
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
WASHINGTON PIKE, LP-SERIES BPrivate Equity Fund$51.1MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35
Fund details & source
- Fund ID
- 805-3567799486
- Reported beneficial owners
- 8
- Minimum commitment
- $1M
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRIVATE ADVISORS SMALL CO COINVESTMENT FUND - ERISA LPPrivate Equity Fund$50.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E3
Fund details & source
- Fund ID
- 805-7454279930
- Reported beneficial owners
- 5
- Minimum commitment
- $500K
- Form D file number
- 021-276390
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PA CAPITAL DIRECT, LLCPrivate Equity Fund$48.8MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35
Fund details & source
- Fund ID
- 805-5616847563
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
- Form D file number
- 021-342894
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MADISON CAPITAL FUNDING CO-INVESTMENT FUND LP - SERIES 2021Private Equity Fund$46.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-8726210749
- Reported beneficial owners
- 58
- Minimum commitment
- $10K
- Form D file number
- 021-387924
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
IRONSHORE INVESTMENTS BL I LTD.Private Equity Fund$40.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-4677709195
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MADISON CAPITAL FUNDING CO-INVESTMENT FUND LP - SERIES 2018Private Equity Fund$37.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-9934110640
- Reported beneficial owners
- 56
- Minimum commitment
- $10K
- Form D file number
- 021-304801
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 31, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1652146 · May 16, 2022 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $27B
- Non-discretionary
- $1.65B
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
299 PARK AVENUE, 37TH FLOORNEW YORK, NY, 10171, United States
CRD 309234
Filing source
Form ADV 1652146 · May 16, 2022 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.