NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	100	$15,093,551,508	60.3%
Insurance companies	Fewer than 5	$9,318,652,510	37.3%
Other investment advisers	Fewer than 5	$466,114,635	1.9%
Charities	Fewer than 5	$124,143,212	0.5%
High-net-worth individuals	Fewer than 5	$12,934,390	0.1%

Filing source

Form ADV 1585826 · Dec 23, 2021 · Item 5.D

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

PRIVATE ADVISORS SMALL CO COINVESTMENT FUND - ERISA LPPrivate Equity Fund$37MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Private Advisors Small Co Coinvestment Fund-ERISA, LP

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP MCLEAN, Virginia, United States Other funds reporting this name →

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian SILICON VALLEY BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E3

Fund details & source

Fund ID: 805-7454279930
Reported beneficial owners: 4
Minimum commitment: $500K
Form D file number: 021-276390

Form ADV 1585826 · Dec 23, 2021 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Dec 14, 2021 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1585826 · Dec 23, 2021 · Items 1 & 5

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $23.5B
Non-discretionary: $1.48B

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

51 MADISON AVENUE
NEW YORK, NY, 10010-1603, United States

CRD 309234

Filing source

Form ADV 1585826 · Dec 23, 2021 · Items 1 & 5

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.