Investment adviser · CRD 130334

APOGEE GLOBAL ADVISORS, INC.

Investment adviser filing (IA)

· Form ADV filed Apr 11, 2014

Regulatory AUM
$20.2M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

APOGEE GOLD FUND, LLCHedge Fund · Last reported Apr 11, 2014$13.8MGross asset value

Feeder funds

  • APOGEE INTERNATIONAL GOLD FUND, LTD
Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator NORTH ESSEX ADVISORY, LLC NORTH ANDOVER, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States
Custodian COMPUTERSHARE INVESTOR SERVICES PTY LIMITED PERTH, Australia Related to adviser: No
Custodian CREDIT SUISSE AG ZURICH, Switzerland Related to adviser: No
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Custodian DUNDEE CAPITAL CORPORATION TORONTO, Canada Related to adviser: No
Custodian FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

Fund details & source
Fund ID
805-3434829971
Reported beneficial owners
35
Minimum commitment
$500K

Form ADV 816833 · Apr 11, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 11, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 130334

Filing source

Form ADV 816833 · Apr 11, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.