Investment adviser · CRD 299542

ANNALY CREDIT OPPORTUNITIES MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 27, 2026

Regulatory AUM: $3.73B
Client accounts: 2
Employees: 32
Advisory professionals: 23

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other clients	Fewer than 5	$3,203,306,000	86.0%
Pooled investment vehicles	1	$523,561,000	14.0%

Filing source

Form ADV 2068080 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ANNALY RESI-CREDIT FUND LPSecuritized Asset Fund · Last reported Mar 27, 2026$3.2BGross asset value

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY HADLEY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

STATE STREET BANK AND TRUST COMPANY
LEI 54930040JC7I4R2I8K66

Fund details & source

Fund ID: 805-2104473120
Reported beneficial owners: 1
Minimum commitment: $150M

Form ADV 2068080 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OBX MBS FUND LPSecuritized Asset Fund · Last reported Mar 27, 2026$524MGross asset value

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY HADLEY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

STATE STREET BANK AND TRUST COMPANY
LEI 54930040JC7I4R2I8K66

Fund details & source

Fund ID: 805-4769541148
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 2068080 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANNALY CREDIT OPPORTUNITIES ONSHORE FUND LPOther Private Fund · Last reported Jul 28, 2022$209MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY HADLEY, Massachusetts, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

STATE STREET BANK AND TRUST COMPANY
LEI 54930040JC7I4R2I8K66

OPPENHEIMER & CO. INC.
CRD 249 · SEC 8-4077

Fund details & source

Fund ID: 805-4464979659
Reported beneficial owners: 41
Minimum commitment: $15M

Form ADV 1666653 · Jul 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANNALY CREDIT OPPORTUNITIES IRELAND ICAVOther Private Fund · Last reported Jul 28, 2022$169MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG CHARTERED ACCOUNTANTS DUBLIN, Ireland

Custodian STATE STREET BANK AND TRUST COMPANY HADLEY, Massachusetts, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG CHARTERED ACCOUNTANTS
PCAOB 1411

STATE STREET BANK AND TRUST COMPANY
LEI 54930040JC7I4R2I8K66

Fund details & source

Fund ID: 805-3416404741
Reported beneficial owners: 5
Minimum commitment: $15M

Form ADV 1666653 · Jul 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANNALY CREDIT OPPORTUNITIES CAYMAN FUND LPOther Private Fund · Last reported Jul 28, 2022$74.1MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian STATE STREET BANK AND TRUST COMPANY HADLEY, Massachusetts, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

STATE STREET BANK AND TRUST COMPANY
LEI 54930040JC7I4R2I8K66

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source

Fund ID: 805-3467276125
Reported beneficial owners: 14
Minimum commitment: $15M

Form ADV 1666653 · Jul 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1211 AVENUE OF THE AMERICAS, 41ST FLOOR
NEW YORK, NY, 10036, United States

CRD 299542

Filing source

Form ADV 2068080 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.