Investment adviser · CRD 160607

ANDREEFF EQUITY ADVISORS, L.L.C.

Investment adviser filing (IA)

· Form ADV filed Apr 1, 2013

Regulatory AUM
$143M
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MAPLE LEAF PARTNERS, L.P.Hedge Fund · Last reported Apr 1, 2013$85.2MGross asset value

Form D fundraising filings

MAPLE LEAF PARTNERS LP

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. NEW YORK, New York, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Marketer FRONTIER SOLUTIONS, LLC ATLANTA, Georgia, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-6602599288
Reported beneficial owners
68
Minimum commitment
$1M
Form D file number
021-39191

Form ADV 726701 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAPLE LEAF DISCOVERY I, L.P.Hedge Fund · Last reported Apr 1, 2013$22.3MGross asset value

Form D fundraising filings

Maple Leaf Discovery I LP

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. HAMILTON, Bermuda
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Marketer FRONTIER SOLUTIONS, LLC ATLANTA, Georgia, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-5350535514
Reported beneficial owners
18
Minimum commitment
$1M
Form D file number
021-104535

Form ADV 726701 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAPLE LEAF PARTNERS I, L.P.Hedge Fund · Last reported Apr 1, 2013$12MGross asset value

Form D fundraising filings

MAPLE LEAF PARTNERS I LP

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. HAMILTON, Bermuda
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Marketer FRONTIER SOLUTIONS, LLC ATLANTA, Georgia, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-1322630237
Reported beneficial owners
39
Minimum commitment
$1M
Form D file number
021-75521

Form ADV 726701 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAPLE LEAF OFFSHORE, LTD.Hedge Fund · Last reported Apr 1, 2013$11MGross asset value

Form D fundraising filings

Elian Fiduciary Services (Cayman) Ltd

Fund administrator STATE STREET (CAYMAN) TRUST LIMITED CAYMAN ISLANDS, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. HAMILTON, Bermuda
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Marketer FRONTIER SOLUTIONS, LLC ATLANTA, Georgia, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-3257909465
Reported beneficial owners
23
Minimum commitment
$1M
Form D file number
021-113742

Form ADV 726701 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ML PRIVATE SECURITIES, L.P.Other Private Fund · Last reported Apr 1, 2013$5.64MGross asset value
Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. HAMILTON, Bermuda
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-1444163279
Reported beneficial owners
60
Minimum commitment
$1M

Form ADV 726701 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MLO PRIVATE INVESTMENT, LTD.Other Private Fund · Last reported Apr 1, 2013$4.97MGross asset value
Fund administrator STATE STREET (CAYMAN) TRUST LIMITED CAYMAN ISLANDS, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. HAMILTON, Bermuda
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-7589840439
Reported beneficial owners
77
Minimum commitment
$1M

Form ADV 726701 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAPLE LEAF DISCOVERY, L.P.Hedge Fund · Last reported Apr 1, 2013$1.63MGross asset value

Form D fundraising filings

MAPLE LEAF DISCOVERY L P

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. HAMILTON, Bermuda
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Marketer FRONTIER SOLUTIONS, LLC ATLANTA, Georgia, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-6155302187
Reported beneficial owners
11
Minimum commitment
$1M
Form D file number
021-87155

Form ADV 726701 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 1, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 160607

Filing source

Form ADV 726701 · Apr 1, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.