Investment adviser · CRD 311902

ANCORA ALTERNATIVES LLC

Investment adviser filing (IA)

CLEVELAND, OH, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $1.13B
Client accounts: 10
Employees: 54
Advisory professionals: 31

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	9	$1,059,200,019	93.6%
Corporations & businesses	1	$72,629,998	6.4%

Filing source

Form ADV 2087616 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

33 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ANCORA MERLIN INSTITUTIONAL, LPHedge Fund · Last reported Mar 31, 2026$393MGross asset value

Form D fundraising filings

ANCORA MERLIN INSTITUTIONAL, LP

Feeder funds

ANCORA MERLIN INSTITUTIONAL LTD

Fund administrator ALPS, ALTERNATIVE INVESTMENT SERVICES, LLC BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

JEFFERIES LLC
CRD 2347 · SEC 8-15074

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-8980493091
Reported beneficial owners: 168
Minimum commitment: $200K
Form D file number: 021-116799

Form ADV 2087616 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANCORA CATAYLST INSTITUTIONAL, LPHedge Fund · Last reported Mar 31, 2026$251MGross asset value

Feeder funds

ANCORA CATALYST INSTITUTIONAL LTD

Fund administrator ALPS, ALTERNATIVE INVESTMENT SERVICES, LLC BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-2451484807
Reported beneficial owners: 176
Minimum commitment: $500K
Form D file number: 021-225378

Form ADV 2087616 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANCORA BELLATOR FUND, LPHedge Fund · Last reported Mar 31, 2026$130MGross asset value

Form D fundraising filings

Ancora Catalyst Institutional, LP

Fund administrator ALPS, ALTERNATIVE INVESTMENT SERVICES, LLC BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-2704374313
Reported beneficial owners: 196
Minimum commitment: $500K
Form D file number: 021-225378

Form ADV 2087616 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANCORA IMPACT FUND LP - SERIES EEHedge Fund · Last reported Mar 31, 2026$118MGross asset value

Form D fundraising filings

Ancora Impact Fund LP - Series EE

Fund administrator ALPS, ALTERNATIVE INVESTMENT SERVICES, LLC BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANCORP INVESTMENTS, INC. SAINT PAUL, Minnesota, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

U.S. BANCORP INVESTMENTS, INC.
SEC 8-35359

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-7669829964
Reported beneficial owners: 48
Minimum commitment: $500K
Form D file number: 021-537133

Form ADV 2087616 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANCORA IMPACT FUND LP - SERIES FFHedge Fund · Last reported Mar 31, 2026$68.5MGross asset value

Form D fundraising filings

Ancora Impact Fund LP - Series FF

Fund administrator ALPS, ALTERNATIVE INVESTMENT SERVICES, LLC BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANCORP INVESTMENTS, INC. SAINT PAUL, Minnesota, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

U.S. BANCORP INVESTMENTS, INC.
SEC 8-35359

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-7079389371
Reported beneficial owners: 27
Minimum commitment: $500K
Form D file number: 021-569772

Form ADV 2087616 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANCORA MERLIN LPHedge Fund · Last reported Mar 31, 2026$39.8MGross asset value

Form D fundraising filings

Ancora Merlin, LP

Fund administrator ALPS, ALTERNATIVE INVESTMENT SERVICES, LLC BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

JEFFERIES LLC
SEC 8-15074

PERSHING LLC
SEC 8-17574

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-1602092219
Reported beneficial owners: 88
Minimum commitment: $200K
Form D file number: 021-281191

Form ADV 2087616 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANCORA CATAYLST, LPHedge Fund · Last reported Mar 31, 2026$28.8MGross asset value

Form D fundraising filings

Ancora Catalyst, LP

Fund administrator ALPS, ALTERNATIVE INVESTMENT SERVICES, LLC BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-4124142301
Reported beneficial owners: 78
Minimum commitment: $500K
Form D file number: 021-281187

Form ADV 2087616 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

6060 PARKLAND BLVD., #200
CLEVELAND, OH, 44124, United States

CRD 311902

Filing source

Form ADV 2087616 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.