Investment adviser · CRD 104963

ANALYTIC INVESTORS, LLC

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Mar 30, 2018

Regulatory AUM: $25.1B
Client accounts: 74
Employees: 48
Advisory professionals: 21

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	11	$10,014,849,412	39.8%
Pooled investment vehicles	15	$5,708,713,182	22.7%
Retirement plans	15	$3,931,300,820	15.6%
Government entities	Fewer than 5	$3,016,593,645	12.0%
Corporations & businesses	6	$2,474,284,721	9.8%
Individuals	Fewer than 5	$0	0.0%
High-net-worth individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Charities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 1190444 · Mar 30, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ANALYTIC GLOBAL LONG SHORT EQUITY FUND II, LPHedge Fund · Last reported Mar 30, 2018$270MGross asset value

Feeder funds

ANALYTIC GLOBAL LONG SHORT EQUITY FUND LTD

Fund administrator PERENNIAL FUND SERVICES LLC WESTLAKE VILLAGE, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNER AMPER LLP SAN FRANCISCO, California, United States

Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer WELLS FARGO FUNDS DISTRIBUTOR, LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNER AMPER LLP
PCAOB 274

MORGAN STANLEY & CO. LLC
SEC 8-15869

WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-9799278588
Reported beneficial owners: 5
Minimum commitment: $5M
Form D file number: 021-269793

Form ADV 1190444 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANALYTIC US LOW VOLATILITY FUND LPOther Private Fund · Last reported Mar 30, 2018$231MGross asset value

Form D fundraising filings

US Low Volatility Fund LP

Fund administrator PERENNIAL FUND SERVICES WESTLAKE VILLAGE, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNER AMPER LLP SAN FRANCISCO, California, United States

Custodian US BANK N.A. LOS ANGELES, California, United States Related to adviser: No

Marketer WELLS FARGO FUNDS DISTRIBUTOR, LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNER AMPER LLP
PCAOB 349

WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716

Fund details & source

Fund ID: 805-4332560483
Reported beneficial owners: 14
Minimum commitment: $5M
Form D file number: 021-191099

Form ADV 1190444 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANALYTIC NDT USLV FUND LPOther Private Fund · Last reported Mar 30, 2018$177MGross asset value

Fund administrator PERENNIAL FUND SERVICES LLC WESTLAKE VILLAGE, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNER AMPER LLP SAN FRANCISCO, California, United States

Custodian US BANK N.A. LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNER AMPER LLP
PCAOB 349

Fund details & source

Fund ID: 805-1326327251
Reported beneficial owners: 15
Minimum commitment: $5M
Form D file number: 021-270532

Form ADV 1190444 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANALYTIC GLOBAL LOW VOLATILITY FUND LPOther Private Fund · Last reported Mar 30, 2018$109MGross asset value

Fund administrator PERENNIAL FUND SERVICES WESTLAKE VILLAGE, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States

Custodian US BANK N.A. LOS ANGELES, California, United States Related to adviser: No

Marketer WELLS FARGO FUNDS DISTRIBUTOR, LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716

Fund details & source

Fund ID: 805-3534706829
Reported beneficial owners: 6
Minimum commitment: $5M
Form D file number: 021-203147

Form ADV 1190444 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANALYTIC CORE EQUITY PLUS FUND LPOther Private Fund · Last reported Mar 30, 2018$108MGross asset value

Form D fundraising filings

Core Equity Plus Fund LP

Fund administrator PERENNIAL FUND SERVICES LLC WESTLAKE VILLAGE, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNER AMPER LLP SAN FRANCISCO, California, United States

Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer WELLS FARGO FUNDS DISTRIBUTOR, LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNER AMPER LLP
PCAOB 274

GOLDMAN SACHS & CO. LLC
SEC 8-129

WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8941543594
Reported beneficial owners: 5
Minimum commitment: $5M
Form D file number: 021-191097

Form ADV 1190444 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANALYTIC ALL COUNTRY WORLD LOW VOLATILITY EQUITY FUND, LPOther Private Fund · Last reported Mar 30, 2018$92.9MGross asset value

Fund administrator PERENNIAL FUND SERVICES LLC WESTLAKE VILLAGE, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNER AMPER LLP SAN FRANCISCO, California, United States

Custodian US BANK N.A. LOS ANGELES, California, United States Related to adviser: No

Marketer WELLS FARGO FUNDS DISTRIBUTOR, LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNER AMPER LLP
PCAOB 274

WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716

Fund details & source

Fund ID: 805-4709868390
Reported beneficial owners: 1
Minimum commitment: $5M
Form D file number: 021-260284

Form ADV 1190444 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANALYTIC INVESTORS US EQUITY MARKET NEUTRAL FUND LPHedge Fund · Last reported Mar 30, 2018$13.5MGross asset value

Feeder funds

ANALYTIC INVESTORS US EQUITY MARKET NEUTRAL OFFSHORE FUND LTD

Fund administrator PERENNIAL FUND SERVICES LLC WESTLAKE VILLAGE, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNER AMPER LLP SAN FRANCISCO, California, United States

Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer WELLS FARGO FUNDS DISTRIBUTOR, LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNER AMPER LLP
PCAOB 274

MORGAN STANLEY & CO. LLC
SEC 8-15869

WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-6657723941
Reported beneficial owners: 1
Minimum commitment: $5M
Form D file number: 021-260588

Form ADV 1190444 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2018. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

555 WEST FIFTH STREET, 50TH FLOOR
LOS ANGELES, CA, 90013, United States

CRD 104963

Filing source

Form ADV 1190444 · Mar 30, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.