Investment adviser · CRD 138756

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Nov 3, 2020

Regulatory AUM: $17.9B
Client accounts: 105
Employees: 213
Advisory professionals: 106

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Government entities	5	$4,419,459,531	24.6%
Pooled investment vehicles	24	$3,800,487,321	21.2%
Retirement plans	8	$3,706,994,472	20.7%
Banks & thrifts	Fewer than 5	$1,910,238,696	10.6%
Other clients	9	$1,890,098,845	10.5%
Insurance companies	10	$1,114,637,093	6.2%
Charities	Fewer than 5	$578,614,853	3.2%
Investment companies	4	$471,317,105	2.6%
High-net-worth individuals	Fewer than 5	$48,465,224	0.3%

Filing source

Form ADV 1465613 · Nov 3, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PIONEER INSTITUTIONAL MULTIPLE INVESTMENT FUND, LLCHedge Fund · Last reported Nov 3, 2020$589MGross asset value

Fund administrator SEI INVESTMENTS OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States

Custodian BROWN BROTHERS HARRIMAN AND COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-5438473024
Reported beneficial owners: 12
Minimum commitment: $3M

Form ADV 1465613 · Nov 3, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-100-7-SB-ARHedge Fund · Last reported Nov 3, 2020$127MGross asset value

Fund administrator PRUDENTIAL INSURANCE COMPANY OF AMERICA NEWARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian STATE STREET BANK & TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: No

Marketer WESTPORT FINANCIAL SERVICES LLC STAMFORD, Connecticut, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-8180363865
Reported beneficial owners: 8
Minimum commitment: $30M
Form D file number: 021-161889

Form ADV 1465613 · Nov 3, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAROLINA SECURITIZED CREDIT OPPORTUNITIES MASTER LTD.Hedge Fund · Last reported Nov 3, 2020$40.1MGross asset value

Feeder funds

CAROLINA SECURITIZED CREDIT OPPORTUNITIES LTD.
CAROLINA SECURITIZED CREDIT OPPORTUNITIES LLC

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD CAMANA BAY, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD
PCAOB 42

Fund details & source

Fund ID: 805-5704585323
Reported beneficial owners: 5
Minimum commitment: $2M

Form ADV 1465613 · Nov 3, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MILLENNIUM PARK CDO I, LTD.Securitized Asset Fund · Last reported Dec 7, 2012$187MGross asset value

Fund administrator MAPLES FINANCE LIMITED GEORGETOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian US BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5654595555
Reported beneficial owners: 10
Minimum commitment: $250K

Form ADV 681515 · Dec 7, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAROLINA INSTITUTIONAL SHORT DURATION MASTER LTD.Hedge Fund · Last reported Dec 18, 2019$57.1MGross asset value

Feeder funds

CAROLINA INSTITUTIONAL SHORT DURATION FUND
CAROLINA INSTITUTIONAL SHORT DURATION FUND LTD.

Fund administrator U.S. BANCORP FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD CAMANA BAY, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD
PCAOB 42

Fund details & source

Fund ID: 805-2795963425
Reported beneficial owners: 10
Minimum commitment: $2M

Form ADV 1362944 · Dec 18, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

METROPOLITAN LIFE INSURANCE COMPANY ON BEHALF OF ITS SEPERATE ACCOUNT NO. 389Hedge Fund · Last reported Dec 18, 2019$11.5MGross asset value

Fund administrator METROPOLITAN LIFE INSURANCE COMPANY BRIDGEWATER, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor NO SEPARATE FINANCIAL STATEMENTS. ITS FINANCIAL RESULT INCLUDED IN METLIFE FINANCIAL STATEMENTS AUDITED BY DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer WESTPORT FINANCIAL SERVICES LLC STAMFORD, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NO SEPARATE FINANCIAL STATEMENTS. ITS FINANCIAL RESULT INCLUDED IN METLIFE FINANCIAL STATEMENTS AUDITED BY DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source

Fund ID: 805-1232339859
Reported beneficial owners: 5
Minimum commitment: $1M
Form D file number: 021-94265

Form ADV 1362944 · Dec 18, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 3, 2020. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters

Compensation

Percentage of assets · Performance-based

Principal office

60 STATE STREET
BOSTON, MA, 02109-1820, United States

CRD 138756

Filing source

Form ADV 1465613 · Nov 3, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.