Investment adviser · CRD 6363

AMERIPRISE FINANCIAL SERVICES, LLC

Investment adviser filing (IA)

MINNEAPOLIS, MN, United States · Form ADV filed Sep 25, 2026

Regulatory AUM: $660B
Client accounts: 2,424,045
Employees: 14,056
Advisory professionals: 12,681

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	183,925	$368,496,439,569	55.8%
Individuals	1,189,138	$278,445,513,502	42.2%
Retirement plans	7,105	$5,018,718,624	0.8%
Corporations & businesses	3,260	$4,114,893,607	0.6%
Charities	2,335	$3,019,639,751	0.5%
Government entities	540	$1,365,802,578	0.2%
Insurance companies	11	$8,590,287	0.0%
Other clients	15	$4,823,858	0.0%

Filing source

Form ADV 2134071 · Sep 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Sep 25, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

901 3RD AVENUE SOUTH
MINNEAPOLIS, MN, 55402, United States

CRD 6363

Filing source

Form ADV 2134071 · Sep 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.