Investment adviser · CRD 317103

AMBERWAVE PARTNERS

Investment adviser filing (IA)

AMBERWAVE PARTNERS RESEARCH AND MANAGEMENT, LLC

NEW YORK, NY, United States · Form ADV filed Feb 7, 2023

Regulatory AUM
$4.21M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individualsFewer than 5$3,169,56175.4%
Pooled investment vehicles1$1,035,74524.6%
Filing source

Form ADV 1707111 · Feb 7, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AMBERWAVE THEMATIC OPPORTUNITIES FUND IHedge Fund · Last reported Feb 7, 2023$1.04MGross asset value
Fund administrator OPUS FUND SERVICES (BERMUDA) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian STONEX FINANCIAL INC. WINTER PARK, Florida, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker STONEX FINANCIAL INC. WINTER PARK, Florida, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

INTERACTIVE BROKERS LLC
SEC 8-47257

STONEX FINANCIAL INC.
SEC 8-51269

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

STONEX FINANCIAL INC.
CRD 45993 · SEC 8-51269

Fund details & source
Fund ID
805-5746454954
Reported beneficial owners
3
Minimum commitment
$500K
Form D file number
021-1948133

Form ADV 1707111 · Feb 7, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 7, 2023. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

750 LEXINGTON AVENUE, SUITE 7-129
NEW YORK, NY, 10022, United States

CRD 317103

Filing source

Form ADV 1707111 · Feb 7, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.