Investment adviser · CRD 160349

ALTA PARTNERS III, INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

SAN FRANCISCO, CA, United States · Form ADV filed Mar 22, 2019

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ACP IV, L.P.Venture Capital Fund · Last reported Mar 22, 2019$75.5MGross asset value
Auditor KPMG SAN FRANCISCO, California, United States
Marketer PROBITAS FUNDS GROUP, LLC SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

KPMG
PCAOB 185

PROBITAS FUNDS GROUP, LLC
CRD 115876 · SEC 8-53512

Fund details & source
Fund ID
805-9317316850
Reported beneficial owners
25
Minimum commitment
$1.2M
Form D file number
021-63513

Form ADV 1288644 · Mar 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTA BIOPHARMA PARTNERS III, L.P.Venture Capital Fund · Last reported Mar 22, 2019$12.4MGross asset value
Auditor KPMG SAN FRANCISCO, California, United States
Marketer PROBITAS FUNDS GROUP, LLC SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

KPMG
PCAOB 185

PROBITAS FUNDS GROUP, LLC
CRD 115876 · SEC 8-53512

Fund details & source
Fund ID
805-8591133175
Reported beneficial owners
39
Minimum commitment
$500K
Form D file number
021-57320

Form ADV 1288644 · Mar 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTA BIOPHARMA PARTNERS III GMBH & CO. BETEILIGUNGS KGVenture Capital Fund · Last reported Mar 22, 2019$1.02MGross asset value
Auditor KPMG SAN FRANCISCO, California, United States
Marketer PROBITAS FUNDS GROUP, LLC SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

KPMG
PCAOB 185

PROBITAS FUNDS GROUP, LLC
CRD 115876 · SEC 8-53512

Fund details & source
Fund ID
805-3498614376
Reported beneficial owners
4
Minimum commitment
$1.2M

Form ADV 1288644 · Mar 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTA EMBARCADERO BIOPHARMA PARTNERS III, LLCVenture Capital Fund · Last reported Mar 22, 2019$298KGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9718245207
Reported beneficial owners
43
Minimum commitment
$50K
Form D file number
021-9999999999

Form ADV 1288644 · Mar 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 22, 2019. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

ONE EMBARCADERO CENTER, SUITE 3700
SAN FRANCISCO, CA, 94111, United States

CRD 160349

Filing source

Form ADV 1288644 · Mar 22, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.