Investment adviser · CRD 134340
ALPS ADVISORS, INC.
Investment adviser filing (IA)
DENVER, CO, United States · Form ADV filed Sep 30, 2026
- Regulatory AUM
- $38.8B Form ADV · Item 5.F
- Client accounts
- 22 Accounts, not individual clients
- Employees
- 73 Reported in this filing
- Advisory professionals
- 28 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 8 | $37,098,837,437 | 95.5% |
| Other investment advisers | 14 | $1,733,197,311 | 4.5% |
Filing source
Form ADV 2134477 · Sep 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 30, 2026. View historical filings
Reported services
Investment company portfolio management · Business portfolio management
Compensation
Percentage of assets · Fixed
Principal office
1290 BROADWAY, SUITE 1000DENVER, CO, 80203, United States
CRD 134340
Filing source
Form ADV 2134477 · Sep 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.