Investment adviser · CRD 138901

ALPINE ASSOCIATES MANAGEMENT INC.

Investment adviser filing (IA)

PALM BEACH, FL, United States · Form ADV filed Mar 26, 2026

Regulatory AUM: $2.09B
Client accounts: 11
Employees: 26
Advisory professionals: 13

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	10	$2,049,652,132	97.8%
Corporations & businesses	1	$45,307,559	2.2%

Filing source

Form ADV 2072428 · Mar 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

10 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALPINE HERITAGE, L.P.Hedge Fund · Last reported Mar 26, 2026$1.1BGross asset value

Form D fundraising filings

ALPINE HERITAGE, L.P.

Fund administrator JP MORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No

Marketer KPG CAPITAL PARTNERS, LLC PARK CITY, Utah, United States Related to adviser: No

Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer OSAIC WEALTH, INC. SCOTTSDALE, Arizona, United States Related to adviser: No

Marketer TIMECAPITAL SECURITIES CORPORATION PORT JEFFERSON STATION, New York, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PERSHING LLC
SEC 8-17574

UBS SECURITIES LLC
SEC 8-22651

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

KPG CAPITAL PARTNERS, LLC
CRD 165392 · SEC 8-69158

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

OSAIC WEALTH, INC.
CRD 23131 · SEC 801-54859

TIMECAPITAL SECURITIES CORPORATION
CRD 6845 · SEC 8-18248

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

PERSHING LLC
CRD 7560 · SEC 8-17574

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-6473977756
Reported beneficial owners: 210
Minimum commitment: $100K
Form D file number: 021-113808

Form ADV 2072428 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPINE MERGER GROWTH, L.P.Hedge Fund · Last reported Mar 26, 2026$181MGross asset value

Form D fundraising filings

Alpine Merger Growth, L.P.