Investment adviser · CRD 166768

ALPHAPARITY, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 17, 2017

Regulatory AUM
$507M
Form ADV · Item 5.F
Client accounts
8
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALPHAPARITY GLOBAL PREMIA MASTER FUND, LPHedge Fund · Last reported Mar 17, 2017$65.3MGross asset value

Feeder funds

  • ALPHAPARITY GLOBAL PREMIA FUND, LP
  • ALPHAPARITY GLOBAL PREMIA FUND, LTD
Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHICAGO, Illinois, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian UBS AG NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

Fund details & source
Fund ID
805-6353149726
Reported beneficial owners
12
Minimum commitment
$1M
Form D file number
021-192230

Form ADV 1088520 · Mar 17, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHAPARITY NEGATIVE CORRELATION MASTER FUND, LPHedge Fund · Last reported Mar 17, 2017$3MGross asset value

Feeder funds

  • ALPHAPARITY NEGATIVE CORRELATION FUND, LTD
  • ALPHAPARITY NEGATIVE CORRELATION FUND, LTD
Fund administrator NAV CONSULTING INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR BELL CPAS HUNT VALLEY, Maryland, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian PRIVATE BANK AND TRUST CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

Fund details & source
Fund ID
805-4214387414
Reported beneficial owners
2
Minimum commitment
$5M

Form ADV 1088520 · Mar 17, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 17, 2017. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

430 PARK AVENUE, 12TH FLOOR
NEW YORK, NY, 10022-3528, United States

CRD 166768

Filing source

Form ADV 1088520 · Mar 17, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.