Investment adviser · CRD 166368

ALPHA4X ASSET MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 28, 2016

Regulatory AUM
$67.2M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALPHA4X CAPITAL GROWTH FUNDHedge Fund · Last reported Apr 28, 2016$67.2MGross asset value

Feeder funds

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE TOUCHE GEORGE TOWN, Cayman Islands
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NORTHERN TRUST INTERNATIONAL BANKING CORP JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer SYNAPTIC PARTNERS SA GENEVA, Switzerland Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-1702900600
Reported beneficial owners
11
Minimum commitment
$1M
Form D file number
021-201392

Form ADV 1014232 · Apr 28, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 28, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1040 AVENUE OF THE AMERICAS, 15TH FLOOR
NEW YORK, NY, 10018, United States

CRD 166368

Filing source

Form ADV 1014232 · Apr 28, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.