Investment adviser · CRD 110050

ALPHA WINDWARD LLC

Investment adviser filing (IA)

WESTWOOD, MA, United States · Form ADV filed Jun 30, 2020

Regulatory AUM
$160M
Form ADV · Item 5.F
Client accounts
141
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals34$70,485,02044.2%
Pooled investment vehicles1$69,852,33543.8%
Individuals66$17,982,28411.3%
CharitiesFewer than 5$1,033,3820.6%
Corporations & businessesFewer than 5$175,1310.1%
Filing source

Form ADV 1440780 · Jun 30, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CARR TOTAL RETURN FUND L. P.Other Private Fund · Last reported Jun 30, 2020$69.9MGross asset value
Auditor WOLF & COMPANY, P.C. BOSTON, Massachusetts, United States
Custodian STATE STREET CORPORATION QUINCY, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WOLF & COMPANY, P.C.
PCAOB 392

Fund details & source
Fund ID
805-7016004209
Reported beneficial owners
53
Minimum commitment
$50K

Form ADV 1440780 · Jun 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 30, 2020. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

200 LOWDER BROOK DRIVE, SUITE 2400
WESTWOOD, MA, 02090-1178, United States

CRD 110050

Filing source

Form ADV 1440780 · Jun 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.