Investment adviser · CRD 317053

ALPHA PRINCIPLE, LLC

Investment adviser filing (IA)

ENGLEWOOD, CO, United States · Form ADV filed Mar 31, 2025

Regulatory AUM
$253M
Form ADV · Item 5.F
Client accounts
213
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
5
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals23$245,588,70496.9%
Individuals23$6,166,9272.4%
Retirement plansFewer than 5$1,592,8410.6%
Filing source

Form ADV 1962469 · Mar 31, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LEMONADE FUND BY ALPHA PRINCIPLE, LPHedge Fund · Last reported Aug 22, 2023$6.98MGross asset value

Form D fundraising filings

Lemonade Fund by Alpha Principle, LP

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE TOUCHE DENVER, Colorado, United States
Custodian U.S. BANK, N.A. ENGLEWOOD, Colorado, United States Related to adviser: No
Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE TOUCHE
PCAOB 34

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source
Fund ID
805-5011413298
Reported beneficial owners
7
Minimum commitment
$1M
Form D file number
021-426498

Form ADV 1781902 · Aug 22, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FLAGSHIP FUND BY ALPHA PRINCIPLE, LPHedge Fund · Last reported Apr 8, 2024$3.23MGross asset value

Form D fundraising filings

Flagship Fund by Alpha Principle, LP

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SINGERLEWAK LLP DENVER, Colorado, United States
Custodian U.S. BANK, N.A. CENTENNIAL, Colorado, United States Related to adviser: No
Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SINGERLEWAK LLP
PCAOB 367

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source
Fund ID
805-5375055585
Reported beneficial owners
5
Minimum commitment
$1M
Form D file number
021-426485

Form ADV 1863998 · Apr 8, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2025. View historical filings

Reported services

Financial planning · Individual portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

155 INVERNESS DR W, SUITE 210
ENGLEWOOD, CO, 80112-6831, United States

CRD 317053

Filing source

Form ADV 1962469 · Mar 31, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.