Investment adviser · CRD 288198

ALPHA DNA INVESTMENT MANAGEMENT

Investment adviser filing (IA)

ALPHA DNA INVESTMENT MANAGEMENT LLC

COLUMBIA, MD, United States · Form ADV filed Mar 19, 2026

Regulatory AUM
$195M
Form ADV · Item 5.F
Client accounts
655
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Other investment advisers7$121,152,21262.2%
Pooled investment vehicles2$54,303,04327.9%
High-net-worth individuals11$16,973,7158.7%
Individuals8$2,269,4171.2%
Filing source

Form ADV 2073597 · Mar 19, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALPHA DNA EQUITY MARKET NEUTRAL FUND LPHedge Fund · Last reported Mar 19, 2026$4.67MGross asset value
Fund administrator NAV CONSULTING CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & CO TOWSON, Maryland, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHEN & CO
PCAOB 925

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-8364815844
Reported beneficial owners
12
Minimum commitment
$250K

Form ADV 2073597 · Mar 19, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHA DNA EQUITY LONG SHORT FUND, LPHedge Fund · Last reported Jun 18, 2018$1.3MGross asset value
Fund administrator UMB FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN AND COMPANY HUNT VALLEY, Maryland, United States
Custodian TD AMERITRADE CLEARING, INC. OMAHA, Nebraska, United States Related to adviser: No
Prime broker TD AMERITRADE, INC. SAN DIEGO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHEN AND COMPANY
PCAOB 925

TD AMERITRADE CLEARING, INC.
SEC 8-16335

TD AMERITRADE, INC.
CRD 7870 · SEC 8-23395

Fund details & source
Fund ID
805-3495285015
Reported beneficial owners
6
Minimum commitment
$250K

Form ADV 1224804 · Jun 18, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 19, 2026. View historical filings

Reported services

Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

8860 COLUMBIA 100 PARKWAY, SUITE 301
COLUMBIA, MD, 21045, United States

CRD 288198

Filing source

Form ADV 2073597 · Mar 19, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.