Investment adviser · CRD 159347

ALPHA CUBED INVESTMENTS, LLC

Investment adviser filing (IA)

COSTA MESA, CA, United States · Form ADV filed Mar 23, 2026

Regulatory AUM: $3.78B
Client accounts: 5,128
Employees: 29
Advisory professionals: 22

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	1,309	$3,514,544,534	93.0%
Individuals	749	$264,233,509	7.0%

Filing source

Form ADV 2078757 · Mar 23, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALPHA CUBED INVESTMENTS HOLDINGS - FUND I, LPHedge Fund · Last reported Dec 9, 2014$4.97MGross asset value

Form D fundraising filings

Alpha Cubed Investments Holdings - Fund I, LP

Fund administrator MG STOVER & CO. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN, KASS & COMPANY, P.C. DENVER, Colorado, United States

Custodian JPMORGAN CHASE & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker JPMORGAN CHASE & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6560800632
Reported beneficial owners: 5
Minimum commitment: $500K
Form D file number: 021-223067

Form ADV 859792 · Dec 9, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

1124 BRISTOL ST.
COSTA MESA, CA, 92626, United States

CRD 159347

Filing source

Form ADV 2078757 · Mar 23, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.