Investment adviser · CRD 113330

ALPHA CAPITAL RESEARCH, LLC

Investment adviser filing (IA)

GLASTONBURY, CT, United States · Form ADV filed Feb 26, 2020

Regulatory AUM: $58.2M
Client accounts: 6
Employees: 2
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Corporations & businesses	Fewer than 5	$41,200,393	70.7%
Pooled investment vehicles	2	$16,525,897	28.4%
High-net-worth individuals	Fewer than 5	$520,185	0.9%

Filing source

Form ADV 1386310 · Feb 26, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ARACA MULTI-STRATEGY FUND, LLCHedge Fund · Last reported Feb 26, 2020$7.24MGross asset value

Fund administrator APEX FUND SERVICES US INC. RED BANK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WARREN AVERETT ATLANTA, Georgia, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

WARREN AVERETT
PCAOB 2226

Fund details & source

Fund ID: 805-5608112064
Reported beneficial owners: 5
Minimum commitment: $500K

Form ADV 1386310 · Feb 26, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 26, 2020. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

701 HEBRON AVE.
GLASTONBURY, CT, 06033, United States

CRD 113330

Filing source

Form ADV 1386310 · Feb 26, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.