Investment adviser · CRD 108561
ALM FIRST FINANCIAL ADVISORS LLC
Investment adviser filing (IA)
DALLAS, TX, United States · Form ADV filed Mar 30, 2026
- Regulatory AUM
- $76.2B Form ADV · Item 5.F
- Client accounts
- 189 Accounts, not individual clients
- Employees
- 23 Reported in this filing
- Advisory professionals
- 10 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Banks & thrifts | 155 | $74,579,046,006 | 97.9% |
| Insurance companies | Fewer than 5 | $1,512,698,431 | 2.0% |
| Pooled investment vehicles | 3 | $42,032,462 | 0.1% |
| High-net-worth individuals | Fewer than 5 | $39,718,880 | 0.1% |
Filing source
Form ADV 2065906 · Mar 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
AACUC CDA FUND I, LLCLiquidity Fund · Last reported Mar 30, 2026$42MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ELLIOTT DAVIS
PCAOB 149
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-4450821093
- Reported beneficial owners
- 5
- Minimum commitment
- $1M
- Form D file number
- 021-2031789
Form ADV 2065906 · Mar 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ALM FIRST ABSOLUTE RETURN FUND, LLCLiquidity Fund · Last reported Mar 30, 2026$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ELLIOTT DAVIS
PCAOB 149
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-2391719639
- Reported beneficial owners
- 0
- Minimum commitment
- $500K
Form ADV 2065906 · Mar 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ALM FIRST ENHANCED EQUITY FUND, LLCOther Private Fund · Last reported Mar 30, 2026$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ELLIOTT DAVIS
PCAOB 149
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-5700001207
- Reported beneficial owners
- 0
- Minimum commitment
- $500K
Form ADV 2065906 · Mar 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 30, 2026. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed
Principal office
3800 MAPLE AVENUE, STE. 600DALLAS, TX, 75219, United States
CRD 108561
Filing source
Form ADV 2065906 · Mar 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.