ALLSPRING GLOBAL INVESTMENTS, LLC: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$473,065,765,991	841	Mar 25, 2022
2022	$367,167,074,976	932	Mar 24, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	63	$249,252,522,282	67.9%
Government entities	76	$32,917,923,784	9.0%
Insurance companies	157	$30,623,938,633	8.3%
Corporations & businesses	234	$20,129,581,355	5.5%
Retirement plans	74	$13,179,361,792	3.6%
Pooled investment vehicles	150	$10,281,025,616	2.8%
Charities	64	$6,970,875,496	1.9%
Sovereign wealth & foreign institutions	Fewer than 5	$1,468,457,314	0.4%
High-net-worth individuals	458	$1,465,720,824	0.4%
Individuals	1,936	$877,667,880	0.2%

Filing source

Form ADV 1721592 · Mar 24, 2023 · Item 5.D

Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-200-7-MONTGOMERY-CFIOther Private Fund$295MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Prudential Insurance Co.of America VCA-GI-200

Fund administrator PRUDENTIAL INSURANCE COMPANY OF AMERICA NEWARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-7813560162
Reported beneficial owners: 2
Minimum commitment: $100M
Form D file number: 021-241502

Form ADV 1721592 · Mar 24, 2023 · Schedule D 7.B.(1)

Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 3, 2023 · previous imported filing

Regulatory AUM$473,065,765,991 → $367,167,074,976
Client accounts4,071 → 4,060
Employees841 → 932

Filing source

Form ADV 1721592 · Mar 24, 2023 · Items 1 & 5

Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $367B
Non-discretionary: $147M

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Commissions · Performance-based

Principal office

1415 VANTAGE PARK DRIVE, 3RD FLOOR
CHARLOTTE, NC, 28203, United States

CRD 104973

Filing source

Form ADV 1721592 · Mar 24, 2023 · Items 1 & 5

Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.