Investment adviser · CRD 104973

ALLSPRING GLOBAL INVESTMENTS, LLC

CHARLOTTE, NC, United States · Form ADV filed Jan 3, 2023

Regulatory AUM
$473B
Form ADV · Item 5.F
Client accounts
4,071
Accounts, not individual clients
Employees
841
Reported in this filing
Advisory professionals
376
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$237B$473BFY 2021: $473,065,765,991.00FY 2021

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$473,065,765,991841Mar 25, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies174$317,165,006,31567.0%
Government entities79$38,877,974,3968.2%
Insurance companies164$35,203,268,4337.4%
Pooled investment vehicles161$25,147,307,8985.3%
Corporations & businesses249$24,238,394,0475.1%
Retirement plans81$17,977,062,7943.8%
Charities70$8,507,820,3561.8%
Sovereign wealth & foreign institutions5$3,341,346,7930.7%
High-net-worth individuals511$1,736,839,6880.4%
Individuals1,847$870,745,2710.2%
Filing source

Form ADV 1696763 · Jan 3, 2023 · Item 5.D

Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT VCA-GI-200-7-CAPEFF4Other Private Fund$104MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator PRUDENTIAL INSURANCE COMPANY OF AMERICA NEWARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →
Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source
Fund ID
805-4060247311
Reported beneficial owners
2
Minimum commitment
$100M
Form D file number
021-241502

Form ADV 1696763 · Jan 3, 2023 · Schedule D 7.B.(1)

Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Nov 25, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1696763 · Jan 3, 2023 · Items 1 & 5

Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$473B
Non-discretionary
$152M

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1415 VANTAGE PARK DRIVE,, 3RD FLOOR
CHARLOTTE, NC, 28203, United States

CRD 104973

Filing source

Form ADV 1696763 · Jan 3, 2023 · Items 1 & 5

Reported by ALLSPRING GLOBAL INVESTMENTS, LLC (CRD 104973).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.