Investment adviser · CRD 104973
WELLS CAPITAL MANAGEMENT, LLC
SAN FRANCISCO, CA, United States · Form ADV filed Oct 12, 2021
- Regulatory AUM
- $483B Form ADV · Item 5.F
- Client accounts
- 4,063 Accounts, not individual clients
- Employees
- 880 Reported in this filing
- Advisory professionals
- 395 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 186 | $310,559,575,053 | 64.3% |
| Government entities | 89 | $40,745,743,227 | 8.4% |
| Insurance companies | 173 | $39,811,583,905 | 8.2% |
| Corporations & businesses | 284 | $25,729,518,551 | 5.3% |
| Pooled investment vehicles | 172 | $22,180,044,954 | 4.6% |
| Retirement plans | 85 | $20,126,398,297 | 4.2% |
| Charities | 83 | $12,676,703,669 | 2.6% |
| Sovereign wealth & foreign institutions | 6 | $7,016,909,756 | 1.5% |
| High-net-worth individuals | 483 | $3,072,870,011 | 0.6% |
| Individuals | 1,788 | $901,308,779 | 0.2% |
Filing source
Form ADV 1569497 · Oct 12, 2021 · Item 5.D
Reported by WELLS CAPITAL MANAGEMENT, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
20 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
GLOBAL LONG SHORT EQUITY FUND II LPHedge Fund · Master$201MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
MORGAN STANLEY & CO. LLC
SEC 8-15869
WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-9799278588
- Reported beneficial owners
- 2
- Minimum commitment
- $1M
- Form D file number
- 021-269793
Form ADV 1569497 · Oct 12, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GLOBAL LONG SHORT EQUITY FUND LTDHedge Fund · Feeder$155MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
Fund details & source
- Fund ID
- 805-3251288661
- Reported beneficial owners
- 3
- Minimum commitment
- $500K
- Form D file number
- 021-269794
Form ADV 1569497 · Oct 12, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NDT USLV FUND LPOther Private Fund$135MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
Fund details & source
- Fund ID
- 805-1326327251
- Reported beneficial owners
- 15
- Minimum commitment
- $5M
- Form D file number
- 021-270532
Form ADV 1569497 · Oct 12, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT VCA-GI-200-7-CAPEFF4Other Private Fund$105MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-4060247311
- Reported beneficial owners
- 2
- Minimum commitment
- $40M
- Form D file number
- 021-241502
Form ADV 1569497 · Oct 12, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
HIGH YIELD BOND FUND, A SERIES OF 525 MARKET STREET FUND, LLCOther Private Fund$98.9MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
Fund details & source
- Fund ID
- 805-6715051983
- Reported beneficial owners
- 3
- Minimum commitment
- $5M
- Form D file number
- 021-263467
Form ADV 1569497 · Oct 12, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALL COUNTRY WORLD LOW VOLATILITY EQUITY FUND LPOther Private Fund$68.3MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
Fund details & source
- Fund ID
- 805-4709868390
- Reported beneficial owners
- 2
- Minimum commitment
- $5M
- Form D file number
- 021-260284
Form ADV 1569497 · Oct 12, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
INTERNATIONAL BOND FUND, A SERIES OF 525 MARKET STREET FUND, LLCOther Private Fund$63MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
Fund details & source
- Fund ID
- 805-2780282208
- Reported beneficial owners
- 3
- Minimum commitment
- $5M
- Form D file number
- 021-263468
Form ADV 1569497 · Oct 12, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Sep 28, 2021 · previous imported filing
- Legal nameWELLS CAPITAL MANAGEMENT INCORPORATED → WELLS CAPITAL MANAGEMENT, LLC
Filing source
Form ADV 1569497 · Oct 12, 2021 · Items 1 & 5
Reported by WELLS CAPITAL MANAGEMENT, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $482B
- Non-discretionary
- $1B
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
525 MARKET ST, 12TH FLOORSAN FRANCISCO, CA, 94105, United States
CRD 104973
Filing source
Form ADV 1569497 · Oct 12, 2021 · Items 1 & 5
Reported by WELLS CAPITAL MANAGEMENT, LLC (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.