Investment adviser · CRD 152012

ALLIANCE INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

JENISON, MI, United States · Form ADV filed Mar 30, 2026

Regulatory AUM
$207M
Form ADV · Item 5.F
Client accounts
600
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals42$131,934,30963.8%
Individuals118$44,818,09321.7%
Retirement plans9$21,092,56010.2%
Pooled investment vehicles1$4,148,2332.0%
Corporations & businessesFewer than 5$3,693,7051.8%
CharitiesFewer than 5$1,124,7620.5%
Filing source

Form ADV 2071023 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SMITH & ASSOCIATES FINANCIAL FUND, LLCPrivate Equity Fund · Last reported Mar 30, 2026$4.15MGross asset value

Form D fundraising filings

Smith & Associates Financial Fund, LLC

Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian WINTRUST FINANCIAL GROUP HOLLAND, Michigan, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 166

Fund details & source
Fund ID
805-8830503908
Reported beneficial owners
10
Minimum commitment
$100K
Form D file number
021-273122
Form D file number
021-943562

Form ADV 2071023 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Fixed

Principal office

507 BALDWIN ST
JENISON, MI, 49428, United States

CRD 152012

Filing source

Form ADV 2071023 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.