Investment adviser · CRD 118059
ALKEON CAPITAL MANAGEMENT, LLC
NEW YORK, NY, United States · Form ADV filed Mar 28, 2022
- Regulatory AUM
- $24.4B Form ADV · Item 5.F
- Client accounts
- 31 Accounts, not individual clients
- Employees
- 78 Reported in this filing
- Advisory professionals
- 29 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $24,375,135,635 | 78 | Mar 28, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 29 | $19,107,453,333 | 78.4% |
| Investment companies | 1 | $5,022,238,132 | 20.6% |
| Other clients | Fewer than 5 | $245,444,170 | 1.0% |
Filing source
Form ADV 1620663 · Mar 28, 2022 · Item 5.D
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
22 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
ALKEON INNOVATION OFFSHORE FUND II, LPHedge Fund · Feeder$354MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM US LLP
PCAOB 49
AMERIPRISE FINANCIAL SERVICES, LLC
CRD 6363 · SEC 801-28543
HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560
Fund details & source
- Fund ID
- 805-5321158655
- Reported beneficial owners
- 575
- Minimum commitment
- $1M
- Form D file number
- 021-384465
Form ADV 1620663 · Mar 28, 2022 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALKEON INNOVATION OFFSHORE FUND II, PRIVATE SERIES, LPHedge Fund · Feeder$353MGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM US LLP
PCAOB 49
MORGAN STANLEY
CRD 149777 · SEC 801-70103
Fund details & source
- Fund ID
- 805-6902124927
- Reported beneficial owners
- 382
- Minimum commitment
- $1M
Form ADV 1620663 · Mar 28, 2022 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALKEON INNOVATION OFFSHORE FUND, LTD.Hedge Fund · Feeder$176MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-2095796934
- Reported beneficial owners
- 155
- Minimum commitment
- $1M
Form ADV 1620663 · Mar 28, 2022 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALKEON INNOVATION OPPORTUNITY MASTER FUND, LPVenture Capital Fund · Master$77.1MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
MORGAN STANLEY & CO. LLC
SEC 8-15869
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-2117761808
- Reported beneficial owners
- 28
- Minimum commitment
- $1M
Form ADV 1620663 · Mar 28, 2022 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALKEON INNOVATION OPPORTUNITY OFFSHORE FUND, LPVenture Capital Fund · Feeder$42.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-3920907506
- Reported beneficial owners
- 9
- Minimum commitment
- $1M
- Form D file number
- 021-333811
Form ADV 1620663 · Mar 28, 2022 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALKEON INNOVATION OPPORTUNITY FUND, LPVenture Capital Fund · Feeder$26.8MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-6977522127
- Reported beneficial owners
- 19
- Minimum commitment
- $1M
- Form D file number
- 021-333810
Form ADV 1620663 · Mar 28, 2022 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ALKEON INNOVATION II PRIVATE CLIENT FUND, LPHedge Fund · Feeder$760KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM US LLP
PCAOB 49
AMERIPRISE FINANCIAL SERVICES, LLC
CRD 6363 · SEC 801-28543
OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887
Fund details & source
- Fund ID
- 805-3360860593
- Reported beneficial owners
- 3
- Minimum commitment
- $250K
- Form D file number
- 021-414512
Form ADV 1620663 · Mar 28, 2022 · Schedule D 7.B.(1)
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1620663 · Mar 28, 2022 · Items 1 & 5
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $24.4B
- Non-discretionary
- $0
Reported services
Investment company portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
350 MADISON AVENUE, 20TH FLOORNEW YORK, NY, 10017, United States
CRD 118059
Filing source
Form ADV 1620663 · Mar 28, 2022 · Items 1 & 5
Reported by ALKEON CAPITAL MANAGEMENT, LLC (CRD 118059).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.