Investment adviser · CRD 321735

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

Investment adviser filing (IA)

ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.

LOS ANGELES, CA, United States · Form ADV filed Jul 23, 2026

Regulatory AUM: $224M
Client accounts: 342
Employees: 5
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	105	$186,617,526	83.2%
Individuals	104	$22,649,638	10.1%
Retirement plans	5	$12,600,624	5.6%
Corporations & businesses	5	$2,433,706	1.1%
Charities	Fewer than 5	$90,601	0.0%

Filing source

Form ADV 2121640 · Jul 23, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AWAIM GLOBAL MACRO OPPORTUNITIES FUND, LPHedge Fund · Last reported Jul 23, 2026$1.1MGross asset value

Form D fundraising filings

AWAIM Global Macro Opportunities Fund LP

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SUMMIT LLC DENVER, Colorado, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SUMMIT LLC
PCAOB 5251

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-6504497466
Reported beneficial owners: 2
Minimum commitment: $500K
Form D file number: 021-583963

Form ADV 2121640 · Jul 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 23, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting

Compensation

Percentage of assets

Principal office

1801 CENTURY PARK EAST, SUITE 1440
LOS ANGELES, CA, 90067, United States

CRD 321735

Filing source

Form ADV 2121640 · Jul 23, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.