Investment adviser · CRD 157351

ALGEBRIS INVESTMENTS (UK) LLP

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed Mar 29, 2017

Regulatory AUM
$2.46B
Form ADV · Item 5.F
Client accounts
15
Accounts, not individual clients
Employees
33
Reported in this filing
Advisory professionals
14
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALGEBRIS (LUXEMBOURG) SCA SICAV-SIF - ALGEBRIS FINANCIAL COCO FUNDHedge Fund · Last reported Mar 29, 2017$575MGross asset value

Feeder funds

  • ALGEBRIS FINANCIAL COCO FUND LIMITED
Fund administrator CITCO FUND SERVICES (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, CAYMAN ISLANDS GRAND CAYMAN, Cayman Islands
Auditor KPMG LUXEMBOURG AUDIT S.A.R.L. LUXEMBOURG, Luxembourg
Custodian CITCO BANK NEDERLAND N.V. LUXEMBOURG, Luxembourg Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Marketer ALGEBRIS INVESTMENTS (ASIA) PTE. LTD SINGAPORE, Singapore Related to adviser: Yes
Marketer ALGEBRIS INVESTMENTS (US) INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Marketer UBS AG ZURICH, Switzerland Related to adviser: No
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALGEBRIS INVESTMENTS (US) INC.
CRD 169236 · SEC 801-78692

Fund details & source
Fund ID
805-9283285777
Reported beneficial owners
41
Minimum commitment
$1M
Form D file number
021-240668

Form ADV 1091863 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALGEBRIS NPL PARTNERSHIP S.C.S.Real Estate Fund · Last reported Mar 29, 2017$459MGross asset value
Fund administrator CITCO FUND SERVICES (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LUXEMBOURG AUDIT S.A.R.L. LUXEMBOURG, Luxembourg
Custodian CITCO BANK NEDERLAND N.V. LUXEMBOURG, Luxembourg Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9724286633
Reported beneficial owners
20
Minimum commitment
$7.5M
Form D file number
021-235665

Form ADV 1091863 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALGEBRIS NPL PARTNERSHIP II S.C.S.Real Estate Fund · Last reported Mar 29, 2017$184MGross asset value
Fund administrator CITCO FUND SERVICES (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LUXEMBOURG SOCIETE COOPERATIVE LUXEMBOURG, Luxembourg
Custodian CITCO BANK NEDERLAND N.V. LUXEMBOURG, Luxembourg Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2508261581
Reported beneficial owners
15
Minimum commitment
$7.5M
Form D file number
021-283056

Form ADV 1091863 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALGEBRIS LONG ONLY GLOBAL FINANCIALS MASTER FUNDHedge Fund · Last reported Mar 29, 2017$97.8MGross asset value

Feeder funds

  • ALGEBRIS LONG ONLY GLOBAL FINANCIALS FUND
  • ALGEBRIS LONG ONLY GLOBAL FINANCIALS FUND LP
Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer ALGEBRIS INVESTMENTS (ASIA) PTE. LTD SINGAPORE, Singapore Related to adviser: Yes
Marketer ALGEBRIS INVESTMENTS (US) INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

ALGEBRIS INVESTMENTS (US) INC.
CRD 169236 · SEC 801-78692

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-5379454306
Reported beneficial owners
7
Minimum commitment
$10M
Form D file number
021-205851

Form ADV 1091863 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALGEBRIS GLOBAL FINANCIALS MASTER FUNDHedge Fund · Last reported Mar 29, 2017$52MGross asset value

Feeder funds

  • ALGEBRIS GLOBAL FINANCIALS FUND
  • ALGEBRIS GLOBAL FINANCIALS FUND LP
Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Marketer ALGEBRIS INVESTMENTS (ASIA) PTE. LTD SINGAPORE, Singapore Related to adviser: Yes
Marketer ALGEBRIS INVESTMENTS (US) INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALGEBRIS INVESTMENTS (US) INC.
CRD 169236 · SEC 801-78692

Fund details & source
Fund ID
805-9878445416
Reported beneficial owners
15
Minimum commitment
$10M
Form D file number
021-112154
Form D file number
021-112155

Form ADV 1091863 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

7 CLIFFORD STREET
LONDON, W1S 2FT, United Kingdom

CRD 157351

Filing source

Form ADV 1091863 · Mar 29, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.